1,430 results for "September 10 2013"
Page 38 of 58
EFTA00092547.pdf
...Sworn to before me this 16th day of
September, 2013.
Erika A. Kellerhals
NOTARY PUBLIC LNP 013-10
Commission Expires 05/02/2014
Territory of the U.S. Virgin Islands
8
GJ_000158
EFTA00092554
EFTA00089538.pdf
...Sworn to before me this 16th day of
September, 2013.
Erika A. Kellerhals
NOTARY PUBLIC LNP 013-10
Commission Expires 05/02/2014
Territory of the U.S. Virgin Islands
8
GJ_000158
EFTA00089545
EFTA00086291.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00525399.pdf
...Page 10 of 16
For questions please contact us using the information provided on the front of this statement.
STATEMENT SUMMARY
BROKERAGE
IMPORTANT INFORMATION
EFTA00525408
J.P.Morgan
Important Information
KARYNA SHULIAK
Statement Period : September 29 - December 31, 2018
Messages (continued)
ELECTRONIC FUNDS TRANSFER NOTICE
In case of errors or...
EFTA00074316.pdf
...Friday, December 20, 2019 10:55 AM
To:
<
>;
I<
Cc: Lankier, Andrew
Subject: David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand that these
records will be kept confidential, pursuant to Fed. R. Crim...
EFTA00525369.pdf
...Page 10 of 16
For questions please contact us using the information provided on the front of this statement.
STATEMENT SUMMARY
BROKERAGE
IMPORTANT INFORMATION
EFTA00525378
J.P.Morgan
Important Information
KARYNA SHULIAK
Statement Period : September 29 - December 31, 2018
Messages (continued)
ELECTRONIC FUNDS TRANSFER NOTICE
In case of errors or...
EFTA00071487.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00591045.pdf
...Valar
invested in September 2013 and traction
has already been strong.
WWW.CONTAAZUL.COM
Canopy Labs
granify
NOV 2012/MARCH 2014
INVESTED: $0.7 mil
VALUE: $0.7 mil
GROSS MULTIPLE:1.0X
Canopy Labs takes customer data and.
applying a proprietary algorithm. allows
companies to find and prioritize their...
EFTA00098380.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00098385
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00268658.pdf
...10)7
y
, „
II) /
SA Health ;x.
Country Health SA Local Health
Network Inc.
Yorke and Northern Rural
Region
Pori Pihe Regional Heath Servos
The Trace
PO Box 546
PORT PIRIE SA 5590
Phone
Fax
ABN
Website
www health
I write in response to your letter dated 23 April 2013...
EFTA00083198.pdf
...www.sec.gov
pg 27
"Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)"
"On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's
Class A stock as a result of actions...
EFTA00070691.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00070698
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00651063.pdf
...Flow Political Deadlock Is Failing to Stop Polio in Syria" Medecins Sans Frontieres blog, December II, 2013.4-,
10
"Over 23 Million Children to Be Vaccinated in Mass Polio Immunization Cammign Across Middle East " UNICEF and WHO joint pass release,
December 9, 2013.4-,
Syrian Integrated Needs Assessment, led by...
EFTA00040288.pdf
...Wednesday, October 14, 2020 10:17 AM
To:
EFTA00040289
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Different version/additional information
From: Chris Dilorio
Sent: Wednesday, September 23, 2020 7:18 PM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital...
EFTA00209264.pdf
...On July 19,
2013, the government filed a privilege log in response to this Court's order of June 19, 2013
(Doc. 190), in which it asserted that it could not disclose an array of materials because of the
prohibition against disclosure of matters occurring before the grand jury set...
EFTA00292162.pdf
...BlackRock
28.76
8
BlueCrest Capital Management
28.60
9
Baupost Group
25.20
10
AQR Capital Management
23.20
11
Paulson & Co.
22.64
12
Angelo, Gordon & Co.
22.07
' Approximate figure. as ol September 30. 2012. Source: JPIAorgan Chase & Co. Earnings Release Financial Supplement. Third Quarter 2012. Includes...
EFTA00074336.pdf
...Friday, December 20, 2019 10:55 AM
To:
4t
>
) 4t
Cc: Lankier, Andrew
Subject: David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand
that these records will be kept confidential, pursuant to Fed. R. Crim...
EFTA00070669.pdf
...www.sec.gov
pg 27
"Our stock is subject to a "Global Lock" imposed by the Depository Trust and Clearing Corporation (DTCC)"
EFTA00070679
"On September 24, 2013, we were notified that the DTCC would be placing a 'Global Lock" on the Company's
Class A stock as a result of...
EFTA00379407.pdf
...Thu, 21 Nov 2013 10:54:43 +0000
Inline-Images: image001.jpg: image002.png
L :Description:
Description:
Good Morning ... European Markets off 0-40 bps (UK +0.07%, Italy +0.28%) ... NKY +1.92%, SHCOMP -0.04%, HSI
-0.51%, KOSPI -1.16%, TWSE -1.28%, ASX -0.36%
EUR...
EFTA00699660.pdf
...Tue, 05 Mar 2013 15:54:11 +0000
I will send the LPA
Jes Staley
Blue Mountain Capital
On Mar 5, 2013, at 8:27 AM, "Jeffrey Epstein" wrote:
THe documents you forwarded to me include the PPM and the Subscription Agreements. No limited
partnership agreement is...
EFTA00069276.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00585511.pdf
THE BLACK 2006 FAMILY TRUST
RELEASE AND INDEMNIFICATION AGREEMENT
Agreement made as of the
day of
, 2013, by and
between (1) LEON D. BLACK ("LEON"), JOHN J. HANNAN ("JOHN") and RICHARD
RESSLER ("RICHARD"), each individually and as trustee of the BLACK 2006 FAMILY
TRUST (the "Trust"), and (2) LEON, DEBRA...
EFTA00069042.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00069011.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00069074.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
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