1,045 results for "January 21 2014"
Page 39 of 42
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00143287.pdf
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EFTA00150469.pdf
...Prosecutors said that seven people have
been charged in connection with criminal conduct during a July 21-22 night protest. Another six
were charged for their alleged actions in protests during the night of July 22-23."
The CBS Evening NewsVi (7/24, story 9, 1:52, O'Donnell, 4...
EFTA00589859.pdf
...The Display Unit retrofit upgrade to Software Version, V1.10 will be provided at No Charge (NC) if
performed at a Gulfstream GIV Authorized Warranty Facility or Factory Authorized Service Center within twenty-four
(24) months of the release date (08 August 2014) of this revision.
Prerequisites: ASC 476 or...
EFTA00065335.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00150682.pdf
...In Current Term, Roberts Showed He Is An Institutionalist.
• At Least 21 Injured In Explosion On US Naval Ship.
• Pompeo Says He Will Not Testify Unless Senate Democrats Drop Resistance To State Dept. Nominees.
• White House Picks Tully To Fill Russia Post On NSC, Sources Say.
EFTA00150684
• Former White House...
EFTA00083075.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00160705.pdf
...determined MHA Nation paid the contractor
more than $17.25 million overall from January 2012 to January 2020, of which nearly $7.5 million
came from the West Segment economic development corporation (EDC) from February 2014 to
October 2019."
Four Floridians Charged In Connection To Gas Station Skimming Scheme.
WETM...
EFTA00088759.pdf
...First, it is possible that if professionals were able to identify grooming
Received 23 May 2013; revised 28 January 2014; accepted 10 April 2014.
Address correspondence to William O'Donohue, Department of Psychology, University
of Nevada, Reno, Mail Stop 298, Reno, NV 89557. E-mail: wtoeuntedu
957
EFTA00088760
958
N...
EFTA00065405.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00096058.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00147473.pdf
...Secret
Service National Threat Assessment Center 'Mass Attacks in Public Spaces 2018' report
released, examining 27 targeted attacks that occurred in public spaces (including schools,
workplaces, and houses of worship) between January - December 2018, by USSS Director
James Murray and NTAC Chief Dr Lina Alathari * Report released via press conference...
EFTA00057410.pdf
...Ietmai
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2019-08-21 0953:37 EDT
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2019-08-21 12:40D7 EDT
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2019.08.2216:1327...
EFTA00071827.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00067870.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
EFTA00067923
FINCEN
https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co...
EFTA00091454.pdf
...A SPIEF 2014 silver USB, which was seized from a cabinet on the back wall of a
storage closet on the first floor of the New York Residence, and which has been
assigned internal FBI barcode number E65 15016 ("Subject Device-18");
q. A Cruzer Guide USB, which was seized...
EFTA00153059.pdf
...A SPIEF 2014 silver USB, which was seized from a cabinet on the back wall of a
storage closet on the first floor of the New York Residence, and which has been
assigned internal FBI barcode number E65 15016 ("Subject Device-18");
q. A Cruzer Guide USB, which was seized...
EFTA00076712.pdf
...A SPIEF 2014 silver USB, which was seized from a cabinet on the back wall of a
storage closet on the first floor of the New York Residence, and which has been
assigned internal FBI barcode number E65 15016 ("Subject Device-18");
q. A Cruzer Guide USB, which was seized...
EFTA00069926.pdf
SDNY News Clips, Wednesday, July 31, 2019
SDNY News Clips
Wednesday, July 31, 2019
Contents
Public Corruption
2
Epstein
2
Collins
17
Securities and Commodities Fraud
19
Stewart
19
Thompson
21
Pinto-Thomaz
23
Narcotics
25
Castro
25
Rochester Drug Company
27
Civil
29
Life Spine
29
Matters of Interest...
EFTA00137484.pdf
...contender since he shook up the race
with his unexpected entry in mid-January." The GQR poll of 500 likely Democratic primary voters, "conducted
over the course of three days last week," shows Adams at 21%, Yang 18%, and City Comptroller Scott Stringer
15%, with no other candidate "crack[ing...
EFTA00069970.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00071898.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
EFTA00071953
FINCEN
https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co...
EFTA00136104.pdf
...Prosecutors said that seven people have been charged in
connection with criminal conduct during a July 21-22 night protest. Another six were charged for their alleged
actions in protests during the night of July 22-23."
The CBS Evening News (7/24...
EFTA00094440.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00558618.pdf
...19
8.4
Indemnification
20
8.5
Consent to the Acquisition of All State Associates of Pinal XIV, LLC
20
ARTICLE' Rights and Obligations of Members
20
Original Members
20
List of Members
21
Limitation of Liability
21
Priority and Return of Capital
21
Representations of Members
21
ARTICLE 10...
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