1,286 results for "Mar 2 2015"

Page 40 of 52
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed @dougielarge on his lack of transparency. What is Dougie...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 7, 2020 6:09 AM EFTA00094234 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE EXTRAORDINARY...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...Friday, February 12, 2021 2:31 PM > Su •Ject: Fw: Forma appea or pre iminary • enia covere• action 2015-016 Knig t Capita TCR : Appen•ix Well, The Sell side got close to asking a few questions regarding the exploding balance sheet at NITE/VIRT. When asking about capital, HOW...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 7, 2020 6:09 AM To: S> >; Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...Friday, February 12, 2021 2:31 PM EFTA00071493 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Well, The Sell side got close to asking a few questions regarding the exploding balance sheet at NITE/VIRT. When asking about capital, HOW is it possible...
EFTA00607459.pdf
OCR Confidence: 85%  •  5826.7 KB
...TDB Administrative Group LLC PPS Invoice December/ 2014 1,1)2.64 11248 01/07/15 01/06801 Aces 01-07-000028 471. 7PS Administrative Croup LLC TPS Invoice January/ 2015 1,004.76 11405 02/13/15 02/05816 Acct 01-07-000021 2 checks Professional Services! Technical Sang...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 7, 2020 6:09 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE EXTRAORDINARY SEC...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...Friday, February 12, 2021 2:31 PM EFTA00066458 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Well, The Sell side got close to asking a few questions regarding the exploding balance sheet at NITE/VIRT. When asking about capital, HOW is it possible...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix OH JOHNNY! https://www.reuters.com/article/bc-finreg fbi laundering-private-equity-idUSKCN24F1TP 1;2, FBI concerned over laundering risks in private equity, hedge funds - leaked document - Reuters The U.S. Federal Bureau of Investigation believes...
EFTA00086579.pdf
OCR Confidence: 85%  •  3304.8 KB
...Wednesda June 10 2020 2:30 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Roach, The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations...
EFTA00069276.pdf
OCR Confidence: 85%  •  2928.9 KB
...With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio ‹ > Sent: Tuesda Jul 7 2020 6:09 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE EXTRAORDINARY SEC...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...Just up 20% in 2 days. What do you expect from an SEC Chair who compares compliance with US Securities Laws as "good hygiene"? From: Chris Dilorio Sent: Tuesday, November 3, 2020 9:01 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...Stein, February 4, 2015 www.sec.gov In fact, the SEC waivers came within days of their complaint. Here, these 2 Commissioners cite Oppenheimer trading "BILLIONS of shares of penny stocks". Clearly, they were not JUST referencing the SEC Gibraltar complaint. WHO was the SEC protecting with its complaint then...
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...Just up 20% in 2 days. What do you expect from an SEC Chair who compares compliance with US Securities Laws as "good hygiene"? From: Chris Dilorio Sent: Tuesday November 3, 2020 9:01 PM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix...
EFTA00070529.pdf
OCR Confidence: 85%  •  3189.9 KB
...Wednesday, June 10, 2020 2:30 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Roach, The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations...
EFTA00072751.pdf
OCR Confidence: 85%  •  2407.4 KB
...Wednesda June 10 2020 2:30 PM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Roach, The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations...
EFTA00449255.pdf
OCR Confidence: 85%  •  406.1 KB
...2:28 AM Subject: Re: Kuhn - The Science of Sleep and Dreams To: "jeffrey E." Just arrived NY, here for —10 days. Now with the Trump-Xi Summit over (utterly overwhelmed by Syria strike), back to Closer To Truth. When good to meet? Robert On Mar 23...
EFTA00091035.pdf
OCR Confidence: 85%  •  4292.5 KB
...With help from "issuer/bag man funded research" Zacks aka Seethroughequities 2.0. Rusian money? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, July 7, 2020 6:09 AM EFTA00091063 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE EXTRAORDINARY...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...Wednesda June 10 2020 2:30 PM To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Roach, The SEC is irrefutably using my information in unethical and illegal manner. My information is being used to BOTH Bring complaints AND obstruct/protect investigations...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1O2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed @dougielarge on his lack of transparency. What is Dougie...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...Stein, February 4, 2015 voNw.sec gov In fact, the SEC waivers came within days of their complaint. Here, these 2 Commissioners cite Oppenheimer trading "BILLIONS of shares of penny stocks". Clearly, they were not JUST referencing the SEC Gibraltar complaint. WHO was the SEC protecting with its complaint then...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr "Not so Transparent" Dougie Cifu got a little testy on the 1Q2021 earnings call and it abruptly ended. 2 Sell Side Analists: Fannon/Jefferies and Kramm/UBS pressed @dougielarge on his lack of transparency. What is Dougie...
EFTA00076843.pdf
OCR Confidence: 85%  •  3333.8 KB
...Stein, February 4, 2015 vo.vw.sec goy In fact, the SEC waivers came within days of their complaint. Here, these 2 Commissioners cite Oppenheimer trading "BILLIONS of shares of penny stocks". Clearly, they were not JUST referencing the SEC Gibraltar complaint. WHO was the SEC protecting with its complaint...
EFTA00312537.pdf
OCR Confidence: 85%  •  209.7 KB
...28 March 2015 23:47:13 Page I of 3 Travel Arrangements for American Express Travel Record Locator AgentDetalls Centurion Travel Service 2401 W. Behrend Dr Ste.55 WC 08-03-69 Phoenix Arizona 85027 Toll Free 1-877-877-0987 When Overseas Call Collect 602-537-4000 Ticket Information...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...Just up 20% in 2 days. What do you expect from an SEC Chair who compares compliance with US Securities Laws as "good hygiene"? EFTA00083602 From: Chris Dilorio Sent: Tuesday, November 3, 2020 9:01 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital...

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