1,189 results for "Nov 21 2015"

Page 42 of 48
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00294306.pdf
OCR Confidence: 85%  •  1519.6 KB
...69% 3.5% 21% 11.0% 4.9 13% 4% 11% 59% .1% 7.3 50% 1% 5.2% .0396 14% One stage EV/ESIT vs Valuation History upside 2 2 4 3 3 24% 42% 3 4% 2 .1234 2 03 OA 12 22% 46% 3 all IMI 12...
EFTA00071827.pdf
OCR Confidence: 85%  •  4165.1 KB
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges, per below: the BD SRO FINRA (not SEC) Nov 2020 complaint where NITE "mis marked" (AGAIN) more than 1.5 BILLION trades to conceal the identity of the well known customer. FINRA is ALSO a...
EFTA00262240.pdf
OCR Confidence: 85%  •  7981.9 KB
...S '37 A1104:14 %) 07'20101 CPST-E04 - tilfrO4kNett_ 0IREC:114 TARGET/1\4 VICTIM eNittniE 90% - EFTA00262242 C_.0b.ITAC )2C) 1;3 I 71RCci 7AK6e7-1 -err"--1/tcrt - 6-Ps Ern; Page 2 uf2 • 05 pp) - MAY a I 21. Re: Re. ,c, \Les cc NstAai ccA...
EFTA00102264.pdf
OCR Confidence: 85%  •  4473.4 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00070529.pdf
OCR Confidence: 85%  •  3189.9 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00083150.pdf
OCR Confidence: 85%  •  3787.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Mon, 18 Jan 2021 19:03:21 +0000 KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR 3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate...
EFTA00067870.pdf
OCR Confidence: 85%  •  4631.0 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00070691.pdf
OCR Confidence: 85%  •  2909.7 KB
...Sentember 1 2020 8:21 AM cfl Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Jones, The SEC corruption goes well beyond just Handler/Jefferies/NITE. My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00097262.pdf
OCR Confidence: 85%  •  3966.2 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00070613.pdf
OCR Confidence: 85%  •  4143.5 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00090355.pdf
OCR Confidence: 85%  •  4515.4 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00088144.pdf
OCR Confidence: 85%  •  3421.8 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00040401.pdf
OCR Confidence: 85%  •  4216.9 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00069147.pdf
OCR Confidence: 85%  •  3026.7 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00088671.pdf
OCR Confidence: 85%  •  1990.6 KB
...See Human Rights Watch, 2015 WL 5459713, at*9-10 (upholding application of Exemptions 6 and 7(C) to withhold details about inmates BOP documents); Billington v. U.S. Dep't of Justice, 301 F. Supp. 2d 15, 19-21 (D.D.C. 2004) (upholding application of Exemption 6 to...
EFTA00071554.pdf
OCR Confidence: 85%  •  1991.2 KB
...See Human Rights Watch, 2015 WL 5459713, at*9-10 (upholding application of Exemptions 6 and 7(C) to withhold details about inmates BOP documents); Billington v. U.S. Dep't of Justice, 301 F. Supp. 2d 15, 19-21 (D.D.C. 2004) (upholding application of Exemption 6 to...
EFTA00075437.pdf
OCR Confidence: 85%  •  2003.4 KB
...See Human Rights Watch, 2015 WL 5459713, at*9-10 (upholding application of Exemptions 6 and 7(C) to withhold details about inmates BOP documents); Billington v. U.S. Dep't of Justice, 301 F. Supp. 2d 15, 19-21 (D.D.C. 2004) (upholding application of Exemption 6 to...
EFTA00069181.pdf
OCR Confidence: 85%  •  4811.1 KB
...www.finra.org The SEC https://www.sec.govilitigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND...
EFTA00094182.pdf
OCR Confidence: 85%  •  2807.4 KB
...www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING...
EFTA00123832.pdf
OCR Confidence: 85%  •  7118.5 KB
...IS, 2015 30 Days in Riling Cyde Credit Limit $200.00 Platinum MasterCard Account ending In Available Credit $27.04 NEW BALANCE MINIMUM PAYMENT DUEDATE Cash Advance Credit Unit $100.00 Il $17296 $25.00 Nov 12, 2015 Available Credit for Cash Advances: $27.04 Previous Balance $190.74 Payments...
EFTA00268891.pdf
OCR Confidence: 85%  •  14448.2 KB
...ACCOUNT NUMBER CLIENT: *23/04/2012 21:52:41 OPSP RML ARRANGEMENT *ACCOUNT STATUS HAS BEEN CHANGED TO PAID CLOSED. 3/104/20-2 21:52:41 OPSP RML ARRANGEMENT SAVED ACCOUNT ID: ACCOUNT NAME: JACQUELINE CAROL PEARCE ACCOUNT NUMBER ACCOUNT NUMBER CLIENT: 23/04/2012 21:52:41 OPSP...
EFTA00060302.pdf
OCR Confidence: 85%  •  2577.7 KB
...SCHEDULE OF SUPPLER/SERVICES 21. QUANTITY 22. UNIT 23. UMT PRICE 21. AMOUNT O RECEIVED O INSPECTED ACCEPTED. AND CONFORMS TO THE CONTRACT. EXCEPT AS NOTED 3n. gitataTlater Or auf e0 RIM) GOVERNMENT REPRESENTATIVE 33‘ DATE 3.2d. PFUNTED NAME AND TITLE or AUTHORIZED GOVERNMENT REPRESENTATIVE 324. MAILING ADDRESS OF...
EFTA00171981.pdf
OCR Confidence: 85%  •  7324.4 KB
...4-13-2015) Page UNITED STATES DEPARTMENT OF JUSTICE FEDERAL BUREAU OF INVESTIGATION Receipt for Property Case ID: 316—Ny— 3607571 On (date) 7/7/20/ 9 item sled below were: Collected/Seized Received From Returned To Released To (Street Address) (City) (Name) mime.,• Peen,/ N y.An/ 41 color...

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