1,400 results for "September 10 2012"
Page 44 of 56
EFTA00071708.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00090721.pdf
...1:12-CR-00021-JAW, 2012 WL 3043020, at *2-3 (D. Me. July 24, 2012); United
States v. Raymond, 700 F. Supp. 2d 142, 146-47 (D. Me. 2010); United States v.
Schneider, No. CRIM.A. 10-29, 2010 WL 3734055, at *4 (E.D. Pa. Sept. 22,
2010...
EFTA00617880.pdf
...Epstein has, to his detriment, served a
prison sentence (2008-09), served a year of community control probation (2009-10), and made
monetary payments that are directly related to his obligations under the non-prosecution
3 See Non-Prosecution Agreement, '117-8, executed on September 24, 2007.
6
EFTA00617885
Case...
EFTA00064817.pdf
...SDNY News Clips -- Friday, January 10, 2020
Date: Fri, 10 Jan 2020 21:24:50 +0000
Attachments: 01-10-2020.pdf
SDNY News Clips
Friday, January 10, 2020
EFTA00064817
Contents
Public Corruption
Parnas
Avenatti
Epstein
Civil
Brimelow
Complex Frauds and Cybercrime
Padilla
Terrorism and International Narcotics
Virgil Griffith
Matters of...
EFTA00605032.pdf
...Bottled Water Sales
Wholesale Dollar Sales (in Millions) and Growth, 1997-2007
$12,000.0
$9,000.0
$6,000.0
$3,000.0
13.9°
15.0%
14.8%
$11,705.915.0%
$10,857.
$10,007.
12.6°
$9,169.
8,526.
12.0%
$7,901 4I
• 10...
EFTA00674416.pdf
...at 1008-10. "Although plea negotiations are vital to the functioning of
the criminal justice system, a prosecutor and target of a criminal investigation do not enjoy a
relationship of confidence and trust when they negotiate. Their adversarial relationship, unlike
the confidential relationship of a doctor and patient or attorney...
EFTA00096058.pdf
...Wednesda September 23 2020 5:27 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
My allegations are chock full of members of the SEC "Do Not investigate Club". Per my TCR: Key to the Aug 2012
"glitch/Bailout: Blackstone...
EFTA00606588.pdf
...at 1008-10. "Although plea negotiations are vital to the functioning of
the criminal justice system, a prosecutor and target of a criminal investigation do not enjoy a
relationship of confidence and trust when they negotiate. Their adversarial relationship, unlike
the confidential relationship of a doctor and patient or attorney...
EFTA00069109.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00390873.pdf
...Treasury Budget Statement, G8 Fin Min / central bank meeting (UK), Bernanke speaks at Chicago Fed
conference, Earnings (BECN, TRLG, ADEP)
Key Events on the Horizon
May26/27 — Mayoral elections in 720 cities across Italy
June 10-14 —Apple's Worldwide Developer Conference (WWDC) in SF
June 14 — Preliminary adds/deletes...
EFTA00094159.pdf
...Tuesday, September 8, 2020 3:56 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judge Cave, Judge Jones
please see the new attachments: KCG1-4
This is irrefutable proof that the Handler/Jefferies bailed out criminal entity: NITE was engaged in abusive...
EFTA00195431.pdf
...September 30.2003
027
1101.03:13:39 001
V8I8
EFTA00195445
CLEARED THROUGH ITS
yrtiCeci CrtME0 SUBSIDIARY
BEAR
STEARNS
OFFICE SERVICING YOUR ACCOUNT
Bear. Stearns 8 Co. Inc.
383 Madison Avenue
New YY New York 10179
5
Transaction Detail
INVESTMENT ACTIVITY
SETTLEMENT
TRADE
DATE
DATE
TRANSACTiON
10/17/03
10...
EFTA00266322.pdf
...You
therefore have no entitlement to any input tax credits for the tax periods 1 January 2011 — 31
March 2012.
)c- You claimed GST on purchases of $7,043 at label 1B of your activity statement for the period's 1
January 2011 — 31 March 2012.
In accordance with section...
EFTA00089576.pdf
...I will also forward correspondence from 2012 and following
detailing my extensive correspondence with Robin Traxler at FINRA as well as Sean McKessy in the OWB. Even
though, I have previously forwarded your office as well as the SEC IG office the exact same corroborating
evidence. My response to you...
EFTA00300260.pdf
...7095B310aDD4473F-AA4D•CD44714AFF27
IN WITNESS WHEREOF, pursuant to a closing dated September 2s 2012, the parties
hereto have executed this FOURTH AMENDED AND RESTATED VOTING AGREEMENT dated June
16, 2011, as amended.
COMPANY:
ALIPHCOM, a California Corporation
L
DOCURIIINI W
By:
OEM:00,4407024C°
Hosain Rahman
President and Chief Executive...
EFTA02444693.pdf
...2Q'10.
•
Hannaford. 170 stores. 2Q '10.
Additionally, lsbre is sold in over 3,000 "street" accounts (convenience stores, delicatessens,
pizza parlors, etc.) and over 250 restaurants and hotels.
Isbre has established itself firmly in the super-premium category, selling retail at $5.99 per six-
pack, which is approximately...
EFTA00071624.pdf
...New York, NY
September 10, 2020
Respectfully submitted,
By: /s/ David E. McCraw
David E. McCraw
Al-Amyn Sumar
Alexandra Perloff-Giles
The New York Times Company
Legal Department
Z.3
EFTA00071652
EFTA00210717.pdf
...central to the administration of the criminal justice system" because
10
EFTA00210726
Case 9:08-cv-80736-KAM Document 295 Entered on FLSD Docket 01/26/2015 Page 11 of 18
ours is "a system of pleas, not a system of trials." Ler.
Cooper, 132 S.Ct. 1376, 1388 (2012...
EFTA00088701.pdf
...New York, NY
September 10, 2020
Respectfully submitted,
By: /s/ David E. McCraw
David E. McCraw
Al-Amyn Sumar
Alexandra Perloff-Giles
The New York Times Company
Legal Department
620 Eighth Avenue
New York, NY 10018
Phone: 212-556-4031
Facsimile: (212) 556-4634
Email: mccraw@nytimes.com
Counsel for...
EFTA00092123.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00067932.pdf
...Wednesday, September 23, 2020 5:27 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
My allegations are chock full of members of the SEC "Do Not investigate Club". Per my TCR: Key to the Aug 2012
"glitch/Bailout: Blackstone...
EFTA00082705.pdf
...Wednesday, September 23, 2020 5:27 AM
Su lect: Fw: Forma appea or •enia covere• action 2015-116 Knig t Capita TCR : Appen•ix
Judges Cave and Nathan,
My allegations are chock full of members of the SEC "Do Not investigate Club". Per my TCR: Key to the Aug 2012...
EFTA00094212.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00069339.pdf
...Wednesday, September 23, 2020 5:27 AM
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
My allegations are chock full of members of the SEC "Do Not investigate Club". Per my TCR: Key to the Aug 2012
"glitch/Bailout: Blackstone...
EFTA00600015.pdf
...10
EFTA00600024
Case 9:08-cv-80736-KAM Document 295 Entered on FLSD Docket 01/26/2015 Page 11 of 18
ours is "a system of pleas, not a system of trials." Lajler v. Cooper, 132 S.Ct. 1376, 1388 (2012);
Missouri v. Frye, 132 S. Ct. 1399, 1407 (2012...
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