1,414 results for "September 5 2016"
Page 44 of 57
EFTA00587081.pdf
...of this Proposal, please acknowledge by signing the
acceptance below and returning it by pdf to brian.huber@ge.com by 5:00 p.m. on March 28,
2016.
Should you have any questions, please contact me on (203) 546-4495.
Sincerely,
PATH AIR, LLC
By:
Name:
Title:
of GE...
EFTA00587767.pdf
...of this Proposal, please acknowledge by signing the
acceptance below and returning it by pdf to brian.huber@ge.com by 5:00 p.m. on March 28,
2016.
Should you have any questions, please contact me on (203) 546-4495.
Sincerely,
PATH AIR, LLC
By:
Name:
Title:
of GE...
EFTA00040401.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00074744.pdf
...James acquired on January 28, 2016: Parcel Number
109801010100, consisting of 3.5 million square feet and valued a► $17.5 million; Parcel Number
109801010200, consisting of 450,000 square feet of land, valued at $2.8 million; and Parcel
Number 109801010300, 1.2 million square feet of land, valued...
EFTA00149721.pdf
...Axios (5/20, Owens, 1.26M) reports that according to the CEOs of Pfizer and Moderna, "the first
Americans to be vaccinated against the coronavirus could require a third 'booster' shot as early
as September. ... 'The data that I see coming, they are supporting the notion that likely there
will...
EFTA00113460.pdf
...And when you stated, my name
5 September 22, 2021. The time is 10:29 a.m. We
5 Mark is M-A-R-K. Not with a C., a K.
6 are here at the New York Field Office, at
6
MR.
: Thank you for taking the time
7...
EFTA00094336.pdf
...Monda September 14 2020 9:26 AM
To
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
more
Chris
From: Chris Dilorio ‹
>
Sent: Friday, September 11, 2020 7:57 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR...
EFTA00621315.pdf
...stocks, bonds, municipal securities, ETFs, certain mutual funds, and limited partnerships that
trade on an exchange.
•
The compliance date for the amendment to Rule 15c6-1 is September 5. 2017 which is consistent with the target
implementation date previously set by the ISC.
•
Product in scope can be found here...
EFTA00605032.pdf
...Major Isbre Shareholders
Common Shares
% of Total
NorgeWater U.S.A. (a)
3.844,387
21.5%
Bjorn V. Seljevold
2.765,770
15.8%
Pure Capital (b)
1.650,000
9.4%
Forum Asset Management (c)
1.000,000
5.7%
William D. Siegel
906,250
5.2%
Karl...
EFTA00102264.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA02444693.pdf
...Major Isbre Shareholders
Common Shares
% of Total
NorgeWater U.S.A. (a)
3,844,387
21.5%
Bjorn V. Seljevold
2,765,770
15.8%
Pure Capital (b)
1.650.000
9.4%
Forum Asset Management (c)
1.000.000
5.7%
William D. Siegel
906,250
5.2%
Karl...
EFTA00072364.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00102999.pdf
...February 2016 Meeting
62
3. The April and July 2016 Depositions of Maxwell
64
4. The USAO-SDNY Commences the Instant Investigation in 2018
65
5. The USAO-SDNY's Subpoenas and Ex Pane Applications for Materials
66
6. Proceedings before Chief Judge McMahon
68
a. March 26, 2019 Hearing...
EFTA00070613.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00262007.pdf
...ciSECTED 70
N I C_H A E-c FETNEILSTOn)t-IAOCH - 0260 7 - auto &)5 AD V 1/4S ER.
pccr ic
SOS PLAN) -
045C
E-mail message chedced by Sproule Doctor (5.5.1.322)
Database version: 5.1111.0e
http://www.pctools.com/spyware-doctor/
.5 Nar...
EFTA00583858.pdf
...At any time and from time to time commencing on the date hereof and
continuing through and including September 3, 2016 (the "Payment
Period"), Dr. Nikolic shall have the right, exercisable by written notice to
Gates, to demand payment of the increase in value in respect of all or a...
EFTA00093864.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00146679.pdf
...Confidential — For Settlement Purposes Only
5 of 8
51, Jane Doe
at 5-6, 17-18
submission
EFTA00146683
BSF
kidney problems. After cutting ties with Epstein and fleeing to London,
began seeing media
reports on Epstein and his plea deal with Alexander Acosta. Those reports triggered her, and drove
her...
EFTA00072751.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00306048.pdf
...Since we opened the Club's doors in September 2005, CORE: has been dedicated
to creating, curating and executing unique experiences for its members, providing the highest
level of services, and fostering a community among innovative global leaders. We could not
have achieved these successes without your unwavering commitment. Your...
EFTA00613686.pdf
...Since we opened the Club's doors in September 2005, CORE: has been dedicated
to creating, curating and executing unique experiences for its members, providing the highest
level of services, and fostering a community among innovative global leaders. We could not
have achieved these successes without your unwavering commitment. Your...
EFTA00093702.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00083492.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00063136.pdf
...Mm-hmm.
: -- again, September 29th,
5 2021. And I'm making sure, making sure we have
6 those. Let me see what else. All right. So,
7 when you realized that you could not resolve
8 the recording issue on August 8th, 2019, did
9 you notify anyone that you...
EFTA00163870.pdf
...Commerce, Science, and Transportation
• Business meeting to consider 5.1884 to clarify the Holocaust Expropriated Art Recovery Act of 2016 to
appropriately limit the application of defenses based on the passage of time and other non-merits defenses
to claims under that Act and the nominations of Robert P. Chamberlin...
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