1,338 results for "October 4 2011"
Page 45 of 54
EFTA00611238.pdf
...Pm going to object to the
form of the Question to the extent that it
Page 195
1
the end of October, do you recall any significant
2
settlements that were coming into the firm; that is,
3
that were publicized?
4
A. Do I recall significant settlements —
5
Q...
EFTA00211385.pdf
...Also
contains information and
documents subject to privacy
rights of victims who are not
parties to this litigation
Page 3 of 23
EFTA00211389
Case 9:08-cv-80736-KAM Document 212-1 Entered on FLSD Docket 07/19/2013 Page 4 of 23
Bates Range
Description
Privilege(s) Asserted
Box...
EFTA00611654.pdf
...2010. "Lessons From the Financial Crisis." Regulation 32 (4): 34-37.
Cochrane, John H. 2011. "Discount Rates." Journal of Finance 66 (4): 1047-1108.
Cochrane, John H. 2013a. "Running on Empty: Review of 'The Banker's New Clothes' by
Anat Admati and Martin Hellwig." Wall Street Journal, March 1.
Cochrane...
EFTA00718433.pdf
...As such it is
disingenuous for Rubio, other Conservatives and Wall Street including people like New York Mayor Michael
Bloomberg who said on the television show CAPITAL in October 2011 — "It was not the banks that created the
mortgage crisis. It was, plain and simple, Congress, who forced everybody to...
EFTA00267411.pdf
...Sources
•
Australian Government
•
South Australian Government
American Government
University's
Councils
Corporations
Businesses
Media and marketing sources
Sweden Corporations
•
Sweden University's
•
Medical Industry
Refer to Stage 1 and Stage 4
SPECIFIC TARGETING OF AN INDIVIDUAL BY THE USE OF TECHNOLOGY - GOVERNMENT
AND POLICE TARGETING FROM LOCATION TO LOCATION, AND...
EFTA00129645.pdf
...2
Paul
in
4.52
4.52
7
08/19
1:51911
:PLITT ••
1
23121
PT
2.26
2.26
g
l
02/20
1:14914
•OLIVI ••
2
1141
DT
4.32
4.52
9
00/20
1:2011
'OLM ••
2
»01
DT
4.32
4.52
Pilling Cycle Data...
EFTA00127490.pdf
...UTILIZING CPARS (APR
2011)
13
508 COMPLIANCE WITH SECTION 508 OF THE REHABILITATION ACT OF 1973, 1998
AMENDMENTS
13
DJAR-PGD-15.02.2A Corporate Representation Regarding Felony Conviction Under Any Federal Law
or Unpaid Delinquent Tax Liability - Award (DEVIATION 2015.02) (March 2015)
13
4
List of Attachments
15...
EFTA00598642.pdf
...EFTA00598715
TOOUR SHAREHOLDERS
• MANAGEMENT REPORT
• CONSOLIDATED FINANCIAL STATEMENTS
- SUPPLEMENTARY INFORMATION
R3
8usioess review
Segment ptrformance
Development of sales in the Nutrition & Care segment
In f million
2011
4,081
2012
4,204
2013
4,171
2014
4.075
2015
4,924
0
1.000
2,000
3,003
4,000...
EFTA00462110.pdf
...Add_ flight_ leg_ no 4_ to_your_calendatics; Addilight_leg_no_32o_your calendar.ics;
_
Addilight_leg_no_22o_your_calendatics; Add flight leg no 1 to your calendar.ics;
Notice_Overbooking_of flights.pdf; 20171217
; °,1.1S Centurion Banner
Regards,
Natalia (Natasha) Molotkova
Centurion Relationship Manager
Hours: Mon through...
EFTA00087774.pdf
...at 4-5.
In its opposition, the government scrambled to paper over these problems by providing a
much fuller proffer of Accuser-3's expected testimony. See Gov't Mem. in Opp. to Def.'s
Pretrial Motions (Dkt. 204) at 158-59 & n.56. The government attempted to defend its...
EFTA00125641.pdf
...UTILIZING CPARS (APR
2011)
13
508 COMPLIANCE WITH SECTION 508 OF THE REHABILITATION ACT OF 1973, 1998
AMENDMENTS
13
DJAR-PGD-15.02.2A Corporate Representation Regarding Felony Conviction Under Any Federal Law
or Unpaid Delinquent Tax Liability - Award (DEVIATION 2015.02) (March 2015)
13
4
List of Attachments
15...
EFTA00083492.pdf
...At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in
worthless securities sitting on its balance sheet. KCG was insolvent
3) The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading "glitch"
4) Read FINRA AML complaints...
EFTA00074479.pdf
...at 4-5.
In its opposition, the government scrambled to paper over these problems by providing a
much fuller proffer of Accuser-3's expected testimony. See Gov't Mem. in Opp. to Def.'s
Pretrial Motions (Dkt. 204) at 158-59 & n.56. The government attempted to defend its...
EFTA00652576.pdf
...03/10/2013
Sun, 10 Mar 2013 19:29:58 +0000
We Are Living_in the_World Dick_Cheney_Made Howard_ Fineman Huff_Post_03_04_
20 13.pdf The Brut—ality_Casca—de David_Brooks NVT Marc1 4,2011.pdf;
Mooching_off:Medicaide Paulfrugman Maroc 3,2513.pdfl
Particle...
EFTA00127472.pdf
...UTILIZING CPARS (APR
2011)
13
508 COMPLIANCE WITH SECTION 508 OF THE REHABILITATION ACT OF 1973, 1998
AMENDMENTS
13
DJAR-PGD-15.02.2A Corporate Representation Regarding Felony Conviction Under Any Federal Law
or Unpaid Delinquent Tax Liability - Award (DEVIATION 2015.02) (March 2015)
13
4
List of Attachments
15...
EFTA00584243.pdf
...client accounts by
the end of [2011]. EdR closed approximately [358] U.S. accounts between August 1,
2008 and June 30, 2014, totaling approximately ($664.56 million). Many of these U.S.
account were closed in connection with EdR's remediation efforts.
31. Also beginning in October 2008, EdR adopted...
EFTA00102264.pdf
...At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in
worthless securities sitting on its balance sheet. KCG was insolvent
3) The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading "glitch"
EFTA00102319
4) Read FINRA AML...
EFTA00525399.pdf
...market participants who meet the definition of 'Large Trader as of October 3,
2011, or at any point thereafter to:
(i) File an electronic Form 13H with the SEC (via EDGAR) to obtain a large trader identification number (LTID); and
(ii) Promptly disclose to U.S. broker-dealers that execute...
EFTA00525369.pdf
...market participants who meet the definition of 'Large Trader as of October 3,
2011, or at any point thereafter to:
(i) File an electronic Form 13H with the SEC (via EDGAR) to obtain a large trader identification number (LTID); and
(ii) Promptly disclose to U.S. broker-dealers that execute...
EFTA00083446.pdf
...At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in
worthless securities sitting on its balance sheet. KCG was insolvent
3) The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading "glitch"
4) Read FINRA AML complaints...
EFTA00125432.pdf
...UTILIZING CPARS (APR
2011)
13
508 COMPLIANCE WITH SECTION 508 OF THE REHABILITATION ACT OF 1973, 1998
AMENDMENTS
13
DJAR-PGD-15.02.2A Corporate Representation Regarding Felony Conviction Under Any Federal Law
or Unpaid Delinquent Tax Liability - Award (DEVIATION 2015.02) (March 2015)
13
4
List of Attachments
15...
EFTA00127510.pdf
...UTILIZING CPARS (APR
2011)
13
508 COMPLIANCE WITH SECTION 508 OF THE REHABILITATION ACT OF 1973, 1998
AMENDMENTS
13
DJAR-PGD-15.02.2A Corporate Representation Regarding Felony Conviction Under Any Federal Law
or Unpaid Delinquent Tax Liability - Award (DEVIATION 2015.02) (March 2015)
13
4
List of Attachments
15...
EFTA00674416.pdf
...Any party may file any document
subject to the limited protective order in connection with any
motion when such document is relevant to the prosecution or
defense of any motion.
(DE 255 at 4-5). The Court declined to enter the proposed protective order; however, it invited
4
EFTA00674419
Case...
EFTA00606588.pdf
...Any party may file any document
subject to the limited protective order in connection with any
motion when such document is relevant to the prosecution or
defense of any motion.
(DE 255 at 4-5). The Court declined to enter the proposed protective order; however, it invited
4
EFTA00606591
Case...
EFTA00083600.pdf
...At June 30 2011 KCG/Knight reported just 105 million in working capital with hundreds of millions in
worthless securities sitting on its balance sheet. KCG was insolvent
3) The SEC orchestrated the emergency funding for KCG following the so called Aug 2012 trading "glitch"
4) Read FINRA AML complaints...
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