1,276 results for "Jan 5 2014"
Page 46 of 52
EFTA00071708.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00156400.pdf
...3:12-CR-40 (JBA),
2014 WL 252013, at *4 (D. Conn. Jan. 22, 2014), aff'd, 744 F. App'x 716 (2d Cir. 2018)
(summary order) (distinguishing between a § 371 conspiracy to "commit theft from an interstate
shipment and to transport stolen property across state lines" and one to...
EFTA00040288.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094212.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00069109.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00064615.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00160924.pdf
...It's set for Saturday, Jan. 5:
Feds "Fail To Fix Flaw" On Juvenile Abusers Escaping Accountability On Military Bases. The AP
(12/30, Pritchard, Dunklin) reports, "Despite new rules addressing sexual assault among the children of U.S. service members,
the federal government failed to fix a flaw that...
EFTA00069042.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094263.pdf
...OR is the SEC OWB scrambling for a 5 years in the waiting
EFTA00094281
preliminary determination?
So, after 5 years of waiting for a preliminary determination for my award claim, this is what the SEC best and
brightest come up with?
My Denial of Award for covered action 2015-016...
EFTA00262705.pdf
...Recipient: rfc822
Action: failed
Status: 5.4.1
Remote-MTA: dns;
(104.47.71.138, the server for the domain parliament.sa.gov.au.)
• annnefirr "elem. emtn• SSA S A .1 PArininnt aritirecc re.
: Access denied. AS(201806281)
Last-Attempt-Date: Sat, 29 Jan 2022 00:55:46 -0800 (PST...
EFTA00712943.pdf
...NYT
Don't Fear All Islamists, Fear Salafis
Robin Wright
Article 5.
The Diplomat
How fiscal austerity will push the United States
towards nuclear arms and cyber-warfare
Jan Kallberg & Adam Lowther
Article 6.
The Daily Beast
Obama's Gotta Go
Niall Ferguson
Article I.
The Washington Post
Egypt's...
EFTA00098380.pdf
...OR is the SEC OWB scrambling for a 5 years in the waiting
preliminary determination?
So, after 5 years of waiting for a preliminary determination for my award claim, this is what the SEC best and
brightest come up with?
My Denial of Award for covered action 2015-016 was...
EFTA00098841.pdf
...AND after being revoked in 2014 kinda/sorta
Speaking of money laundering shells kept up and running by the SEC:
AQR CIS,Delta,Urban Tea,Bit Brothers money laundering shell. Filed a $200 mil shelf in June 2021. Did a $22.5
mil direct offering last night. Stock down 47...
EFTA00082947.pdf
...AND after being revoked in 2014 kinda/sorta
Speaking of money laundering shells kept up and running by the SEC:
AQR CIS,Delta,Urban Tea,Bit Brothers money laundering shell. Filed a $200 mil shelf in June 2021. Did a $22.5
mil direct offering last night. Stock down 47...
EFTA00096577.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00071747.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00074903.pdf
...Y., 763 F.3d
235, 238 n.5 (2d Cir. 2014); United States a Graham, 257 F.3d 143,147-48 (2d Cir.
2001).
12
EFTA00074921
Case 20-2413, Document 10-1, 07/30/2020, 2896538, Page20 of 38
respectfully requests an order on this motion by close of business...
EFTA00069276.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094159.pdf
...OR is the SEC OWB scrambling for a 5 years in the waiting
preliminary determination?
So, after 5 years of waiting for a preliminary determination for my award claim, this is what the SEC best and
brightest come up with?
My Denial of Award for covered action 2015-016 was...
EFTA00069074.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
EFTA00069085
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22...
EFTA00091035.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00090355.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00091093.pdf
...AND after being revoked in 2014 kinda/sorta
Speaking of money laundering shells kept up and running by the SEC:
AQR CIS,Delta,Urban Tea,Bit Brothers money laundering shell. Filed a $200 mil shelf in June 2021. Did a $22.5
mil direct offering last night. Stock down 47...
EFTA00086291.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094182.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
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