1,485 results for "December 6 2012"
Page 48 of 60
EFTA00039689.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FIN RA
.✓ww.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00067932.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00098380.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00098385
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00190141.pdf
...Interest rate of 5.90% at February 3, 2007
$ 500 $ 500
5.25% $500 million Notes due November 2014, less unamortized discount
499
498
6.95% $350 million Debentures due March 2033, less unamortized discount
350
349
6.125% $300 million Notes due December 2012, less unamortized discount
299
299...
EFTA00608757.pdf
...purposes deemed effective as of March 16, 2012.
RECITALS:
A.
Leon D. Black, John J. Hannan and William L. Mack (each, an "Original
Member," and together, the "Original Members") formed a limited liability company under the
Delaware Limited Liability Company Act (6 Del. C. §18-101, et seq.), as amended...
EFTA00072781.pdf
...Trustee of The
Richard Yospin Faintly Tram delft dated December 28. 2012. of Newton.
Massachusetts, for consideration paid, grant to Granite Reality, LLC. a Nev. Hampshire
ed liability company, o Mari-Incmat mailing address of I 55 Seaport Blvd. Boston.
MA 0221(1. with WARRANTY (sOYENANTS.
That certain tract or...
EFTA00593209.pdf
...8 Add lines 6 and 7
5 Add lines 1 through 4
56,131.
9 Balance at end of year. Subtract line 8 from line 5....
56,131.
PTPA01341 OWD5tIl
Form 1065 (2011)
EFTA00593222
SCHEDULE B-1
(Form 1065)
(December 2011)
Department of the Treasury
Internal Revenue Service
Information on...
EFTA00069247.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
EFTA00069251
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00069716.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00070950.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00268536.pdf
...FINANCIAL PLAN
5.1
Personal Financial Statements
5.2
Establishment Costs and Sources of Funds
5.3
Cash Flow Forecast (Tables 6A and 6B)
5.4
Balance Sheet
5.5
Profit and Loss Projection
5.6
Records For Your Business
EFTA00268537
6. ACTION PLAN - Table 9
7. APPLICANTS INFORMATION
7...
EFTA00069011.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA02520052.pdf
...I'm writing to=you from my personal email account in part to underscore that
6
EFTA_R1_01656561
EFTA02520057
point. I do =etain a CFI email address in part as a courtesy to me and in part because =t serves a business purpose (for
example, I still receive occasional...
EFTA00069571.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FIN RA
.✓ww.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00595998.pdf
...x P)
50 a 6.5
Regulation
- socitte
Pierre Berge Parts
-
catalogue / lot
2014.09.12 :Art Contemporam / lot 14
liesalptiontindrala
GEORGES MATHIEU ( 1921.2022 )
.
DESSIN, " (nob ; encre noire stir papier - double face
3 , ou° c)°0
EFTA00596009
I 4).16)44) ty
eiwtj
k(w)
I
A-c.)
00...
EFTA02368871.pdf
...The Brotherhood won a plurality in parliamentary elections=that began in 2011, but
an activist judiciary declared the elections uncon=titutional and ordered parliament dissolved in June 2012. The
Brotherhood drafted and secured the passage of a new con=titution by referendum in December, but those
unreconciled to the reign...
EFTA00087400.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00558509.pdf
...If this does not occur by December 31, 2012 Termination Date") the escrowed documents and
proceeds will be returned to Subscribers without interest; provided, however, the Company may
elect to extend the Offering to January 31, 2013, by mailing written notice to all Subscribers who
have completed and delivered the...
EFTA00164108.pdf
...6 Indictment
Two articles from the Independent (07/27, Sommerlad) reported that Donald Trump is likely to face his
third indictment of the year over his role in the Capitol riot on 6 January 2021, according to Justice
Department special counsel Jack Smith, who sent him a letter informing him...
EFTA00080676.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FIN RA
.✓ww.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014...
EFTA00308225.pdf
...Risk and Return Today (2013 version)
For about a year from the middle of 2011 to the middle of 2012, I was thinking and saying that given
the many problems and uncertainties afflicting the investment environment, the biggest plus I could
find was the near-total lack of optimism on...
EFTA00071966.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00098841.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014.pdf...
EFTA00269229.pdf
...r0
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vi A)c-c-nrr r>6`tolJE...
EFTA00070043.pdf
...158, 179-180.6 On
September 22, 2011, FINRA staff served a request on Keener, pursuant to FIN RA
.✓ww.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
hups://www.sec.gov/litigation/opinions/2012/34-68014...
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