1,414 results for "September 5 2016"
Page 49 of 57
EFTA00197371.pdf
...383 Madison Avenue
New York New York 10179
Transaction Detail (continued)
INVESTMENT ACTIVITY (continued)
SETTLEMENT
DATE
11/25/02
TRADE
DATE
TRANSACT/DN
JOURNAL
DESCRIPTION
FINOVA GROUP INC
7.5% SR SEC NOTE MATURING 2009
7.500 DUE 1I/I 5(09
W
NT INT DUE 2016
TO
ÆR LOA...
EFTA00089488.pdf
...corrections officer who knowingly made a false statement in a BOP
memo. See United States v. Rodas Castro, No. 5:15-cr-25 (M.D.
Fla., Jan. 13, 2016), 2016 WL 270157 (plea agreement).
FBI Special Agent
is the lead agent on the case.
She reviewed the Request with her...
EFTA00082705.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00094212.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00065268.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00071747.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00161670.pdf
...The FRC, which oversees audit and accounting firms in the U.K., fined KPMG £5 million and issued a reprimand. The fine was
discounted to £3.5 million because the firm admitted misconduct, the regulator said. Mr. Hinton received a discounted fine of £52,000
and a reprimand.
"We regret...
EFTA00064615.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00585420.pdf
...In its place, Edwards is creating a different case that relates, not to
1 This Motion only includes items known to Epstein as of the date of filing this Motion pursuant to this Court's
Order in open Court on September 15, 2017, as them are still outstanding Discovery Motions...
EFTA00117643.pdf
...Some people don't even go
5 home. They try to sleep in the locker room
6 because the manpower is not there. And it's
7 absolutely ridiculous. For me, I started in
8 June of 2018. The indictment said 2016.
9 That's not true. To December. That...
EFTA00096058.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
EFTA00096108
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22...
EFTA00261688.pdf
...the targeted victim
was being targeted by
tween the period of 2014-2016 w
ed by her
and refused to help her w
egged her
could rush
EFTA00261699
PACTI/ eg
E -A) 7/ Fie°
A 5
ri\i‘JaAJF-r) IN Co t\J
Ati-remrsr en MLACDCe oF HER...
EFTA00136665.pdf
...Noncitizens Who Voted Illegally In 2016 Still On Voter Rolls
2016-still-voter-r/>
Crusader Of `Right To Work' Laws A Strong Supporter Of Unions
EFTA00268192.pdf
C.DmmEAC-61,-4EtTi-
Iv1ED CAL 130-5(hrE•55 Pl."!
0 P•1<--`1
__Nar /m57-,LLEE) 0.1
UNTIL
c200 c) •
-.SkS$,O‘kshed in c0)(4r1 ‘re.5Cov) ;In codeA' +0 'Cbk-4;n
C.0...>e4Y1 ekuth
p's gaN'excAs .40 cit
.c.
k-erireds4...
EFTA00089576.pdf
...OR is the SEC OWB scrambling for a 5 years in the waiting
preliminary determination?
So, after 5 years of waiting for a preliminary determination for my award claim, this is what the SEC best and
brightest come up with?
My Denial of Award for covered action 2015-016 was...
EFTA00090721.pdf
...801
2, 3, 5
EFTA00090726
Ghislaine Maxwell hereby submits her Reply In Support of Her Motions in Limine.
I. THIS COURT SHOULD PRECLUDE INTRODUCTION OF ALLEGED CO-
CONSPIRATOR STATEMENTS AS A SANCTION FOR GOVERNMENT'S
FAILURE TO COMPLY WITH THIS COURT'S SEPTEMBER 3, 2021 ORDER
The government offers several...
EFTA00117759.pdf
...a mail handler.
5
MR.
: And for how long?
6
MS. NOEL: Uh, six months.
7
MR.
:
Six months?
8
MS. NOEL: Mm-hmm.
9
MR.
: And that was in 2016,
10
2016? When did you do that?
11
MS. NOEL: Yes.
12
MR.
:
2015 and 2016?
13
MS. NOEL...
EFTA00065405.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
EFTA00065455
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22...
EFTA00136798.pdf
...WXIN-TV september-bank-
robbery/> Indianapolis (10/8, 434K) reports the FBI Indianapolis Field Office "is asking for help in identifying a
bank robbery suspect" in an September 5 robbery. WISH-TV
EFTA00069339.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00097481.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00168426.pdf
...HIGHEST TOTAL PAIDIN CAPITAL STOCK DURING REPORTING PER CO
MAM 1
Ce
e
5, 5
SIMS —I
SECTION 4 - COMPUTATION Of TAX
A.
AT RATE Of $130 PER THOUSAND (FUME ROUND DOWN TO ME NEAREST THOUSAND)
ON HIGHEST TOTAL PAID-M CAPITAL STOCK AS REPORTED ON U NE 3F ABOVE...
EFTA00102521.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
EFTA00299022.pdf
...Epstein by the USAO-SDFL (hereinafter the
"Epstein Remedies"). (DE 458:4-5, 13 n.5).
Despite having themselves relied on the NPA to settle their civil lawsuits against
Mr. Epstein in 2010 and expressly agreed in a settlement agreement to not seek any further
remedies against him either in...
EFTA00070722.pdf
...Keener told FINRA to 'F Off"
https://www.finra.org/sites/default/files/OHODecision/p182993 0 0.pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING
OFFICERS
5 distributions of securities in violation of Section 5 of the Securities Act of 1933. Tr. 158, 179-180.6 On
September 22, 2011...
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