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lt
nt
Revised 2/12
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Alternative Investments US - Additional Subscription Form
ALPHAKEYS MILLENNIUM FUND LLC
Please return this form to
your Financial Advisor
The undersigned hereby
44, UBS
UBS Financial Services Inc.
Account Number
Client Qualification Form and Agreement For Options
Account Information
Should be completed by the Primary Tax Payer, Trustee or Executor
Accou
Message
From:
UBS Financial Services Inc. [email protected]
Sent:
1/22/2016 11:17:35 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
availab
Message
From:
UBS Financial Services Inca:ill
Sent:
1/20/201611:15:51 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log into y
Message
From:
U8S Financial Services Inc. i[[email protected]
Sent:
1/16/2016 11:16:01 AM
To:
Subject:
Notice: Your most recent confirmations are available
Your most recent confirmations are
ava
Message
From:
Waldron, Chelsey [
Sent:
1/15/2016 2:06:18 PM
To:
CC:
Ramdeen, Vijai [
]; Waldron, Chelsey
Subject:
RE: MAXWELL: Debit in Account
Hi IIII,
As discussed, we will complete the
Message
From:
UBS Financial Services Inc.
mj
Sent:
1/5/201612:34:40 PM
To:
Subject:
rur
rnost recent confirmation is available
Your most recent confirmation is
available
Log into your UBS
Message
From:
U85 Financial Services Inc
Sent:
1/1/2016 11:15:44 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log into your U
Message
From:
UBS Financial Services Inc. [email protected]
Sent:
12/29/2015 11:15:51 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
availab
Message
From:
Sent:
To:
Subject:
UBS Financial Services Inc. [email protected]
12/28/2015 7:24:27 PM
[email protected]
Notice: Your December 2015 UBS credit card statements are available
Your De
Message
From:
UBS Financial Services Inc
nt
Sent:
12/16/2015 11:21:17 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log into y
Message
From:
Sent:
To:
Subject:
UBS Financial Services Inc. [email protected]
12/15/2015 3:59:20 PM
[email protected]
Your wire transfer has been completed
Your wire transfer has been completed
Message
From:
UBS Financial Services Inca
Sent:
12/5/2015 11:19:09 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log into your
Message
From:
UBS Financial Services Inc
Sent:
11/27/2015 6:37:11 PM
To:
Subject:
Notice: Your November 2015 UBS credit card statements are available
Your November 2015 UBS credit card
statem
Message
From:
U8S Financial Services Inc. (elert
ml
Sent:
10/20/2015 10:30:32 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Lo
Message
From:
UBS Financial Services lnc
•n)
Sent:
10/15/2015 10:14:20 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log into
Message
From:
U8S Financial Services Inc.
Sent:
10/14/2015 6:57:48 PM
To:
Subject:
Your wire transfer has been completed
Your wire transfer has been completed
Confirmation
Why this is import
Message
From:
Sent:
To:
Subject:
UBS Financial Services Inc. [email protected]
10/2/2015 12:02:07 PM
[email protected]
Notice: Your most recent confirmations are available
Your most recent confi
Message
From:
Waldron, Chelsey [
Sent:
10/1/2015 6:50:45 PM
To:
CC:
Ramdeen, Vijai I
I; Shkreli, Juliana
I; Ladd, Molly I
Subject:
RE: MAXWELL: Trans requests
Him ,
As discussed, please fi
Message
From:
UBS Financial Services Inc. [email protected]
Sent:
10/1/2015 5:41:05 PM
To:
Subject:
Your wire transfer has been completed
Your wire transfer has been completed
Confirmation
Why
Message
From:
UBS Financial Services Inc. [elerta
Sent:
9/26/2015 10:14:37 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log i
Message
From:
Waldron, Chelsey I
Sent:
9/25/2015 6:03:20 PM
To:
CC:
Ramdeen, Vijai
Waldron, Chelsey
Subject:
RE: MAXWELL: External Trans
UM,
As discussed, the wire transfer is complete.
F
Message
From:
Sent:
To:
Subject:
UBS Financial Services Inc. [[email protected]
9/25/2015 5:25:08 PM
our wire trans er as een completed
Your wire transfer has been completed
Confirmation
Why th
Message
From:
UBS Financial Services Inc. ill
Sent:
9/22/2015 10:56:14 AM
To:
Subject:
Notice: Your most recent confirmations are available
Your most recent confirmations are
available
Log i
Message
From:
Ladd, Molly laubs.com)
Sent:
9/21/2015 7:59:31 PM
To:
CC:
Waldron, Chelsey [
l; Ramdeen, Vijai
ubs.com]; Ladd, Molly
ubs.com]
Subject:
MAXWELL: RE: Transfer requests
Him,
P
form
mew. Deternbee 20, )
Departete ot Me Testy
riemal Aram Seine
W-9
Request for Taxpayer
identification Number and Certification
Give Form to the
requester.
Do not
sand
m
the IRS.
1 Name
Message
From:
UBS Financial Services Inc. [email protected]
Sent:
9/16/201510:13:31 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Investor Application Form (continued)
G
Certification Regarding initial Public Equay Offerings:
tt
tiiiit
Rule 5130 "Rastected Persons"
re card may elect t M to wrest in new Mae, net, it yOur i
Message
From:
Sent:
9/9/2015 4:58:22 PM
To:
CC:
Subject:
Re: MAXWELL - RE: Ghislaine's accountants
Thanks so much!
From: "
ubs.com"
Date: Wednesday, September 9, 2015 at 12:45 PM
To:
Cc:
UBS
Real i zed gain/loss
Year 2015
CUSP
Symbol
Quantity
Purchase
date
Purchase
amount :Si
Sale
date
Sale
amount (5)
Realized
gain/1°55)(Si
Percent
g,antloss)(%) Term
BAXALTA INC
071
Message
From:
UBS Financial Services Inc. [elertal
Sent:
9/3/2015 10:14:59 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Log i
Message
From:
UBS Financial Services Inc. [email protected]
Sent:
9/2/2015 11:48:40 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is
available
Message
From:
Sent:
To:
Subject:
U8S Financial Services Inc. [email protected]
8/28/2015 4:13:45 AM
[email protected]
Notice: Your August 2015 UBS credit card statements are available
Your Augus
MEMORANDUM NO:
ALPHAKEYS MILLENNIUM FUND, L.L.C.
PURSUANT TO AN EXEMPTION FROM THE CFTC IN CONNECTION WITH POOLS WHOSE
PARTICIPANTS
ARE
LIMITED
TO
QUALIFIED
ELIGIBLE
PERSONS,
AN
OFFERING
M
* UBS
AlphaKeys Funds
UBS Funds
Disclosure Statement under Rule 506(d)
This brochure provides information about certain disciplinary matters relating to the AlphaKeys
Funds and the UBS Funds (col
Message
From:
UBS Financial Services Inc
Sent:
To:
Subject:
Notice: Your most recent confirmations are available
Your most recent confirmations are
available
Log into your UBS Mailbox to view
Message
From:
Shkreli, Juliana
Sent:
8/20/2015 3:00:31 PM
To:
G Maxwell [-I;
CC:
Waldron, Chelsey Devon [
Shkreli, Juliana I
j
BCC:
Jour-CNOW-UBSAMERICAS-7
Subject:
RE: MAXWELL: Edgarley
Message
From:
U8S Financial Services Inc.
Sent:
8/20/2015 2:48:06 PM
To:
Subject:
Your wire transfer has been completed
Your wire transfer has been completed
Confirmation
Why this is importa
Message
From:
U8S Financial Services Inc. [[email protected]
Sent:
8/20/2015 2:12:45 PM
To:
Subject:
Your wire transfer has been completed
Your wire transfer has been completed
Confirmation
Why
Limited Liability Company (LLC) Signature Page
Edgarley, tic
Account Number and Description
Signature Requirement
Min
BSA - Ltd Liability Company
Client Relationship Agreement
By signing below,
Message
From:
Ghislaine
Sent:
8/14/2015 8:47:05 PM
To:
Stackman, Scott
CC:
j; Monte Albers de Leon
Subject:
Re: <no subject>
Even simpler Scott see bellow
Thx
G
To whom it may concern,
Message
From:
UBS Financial Services Inc.
Sent:
8/7/2015 10:41:45 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is available
Log into your U
Message
From:
UBS Financial Services Inc.
Sent:
8/6/2015 8:58:15 PM
To:
Subject:
Your wire transfer has been completed
Your wire transfer has been completed
Confirmation
Why this is importan
Message
From:
U85 Financial Services Inc.
Sent:
8/4/2015 11:54:58 AM
To:
Subject:
Notice: Your most recent confirmation is available
GPIs
Your most recent confirmation is available
Log into
Message
From:
UBS Financial Services Inc. felert@a
Sent:
7/28/2015 10:29:38 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is available
Log i
Message
From:
UBS Financial Services Inc. [email protected]
Sent:
To:
Subject:
Notice: Your July 2015 UBS credit card statements are available
Your July 2015 UBS credit card
statements are avail
Message
From:
UBS Financial Services Inc.
Sent:
7/21/2015 10:27:45 AM
To:
Subject:
Notice: Your most recent confirmation is available
Your most recent confirmation is available
Log into your
Message
From:
Sent:
To:
CC:
Ladd, Molly
7/20/2015 6:12:42 PM
Ramdeen, Vijai
Subject:
RE: External transfer Request
Him,
I; Shkreli, Juliana
Ladd, Molly
Per your conversation with Juliana,
Message
From:
UBS Financial Services Inc.
Sent:
7/20/2015 3:27:29 PM
To:
Subject:
Your wire transfer has been completed
Your wire transfer has been completed
Confirmation
Why this is importa
SUBS
UBS Financial Services Inc.
Account Number
PWM Off ice
Pr Nate Wealth Advise,
Power of Attorney (PWM)
(Not for use when naming a professional Investment Advisor)
ca
Account Name
' initia