331 results for "October 06 2014"

Page 13 of 14
EFTA00082947.pdf
OCR Confidence: 85%  •  8381.5 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00083356.pdf
OCR Confidence: 85%  •  3493.6 KB
...Wednesday, October 14, 2020 9:00 AM EFTA00083362 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective...
EFTA00082825.pdf
OCR Confidence: 85%  •  8114.4 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00066454.pdf
OCR Confidence: 85%  •  3572.2 KB
...Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do...
EFTA00067932.pdf
OCR Confidence: 85%  •  6985.9 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00071487.pdf
OCR Confidence: 85%  •  3698.1 KB
...Milken But it gets better the Jaclin shell factory also linked to Honig,Stetson,Alpha Cap, Frost as well http://www.teribuhl.com/2019/08/06/honigs-shell-factory-attorney-gregg-jaclin-barred-as-sec-lawm1 Honig's Shell Factory Attorney Gregg Jaclin Barred as SEC lawyer - TERI BUHL Your...
EFTA00097481.pdf
OCR Confidence: 85%  •  6551.0 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00067752.pdf
OCR Confidence: 85%  •  7268.0 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00070950.pdf
OCR Confidence: 85%  •  3794.3 KB
...Wednesday, October 14, 2020 9:00 AM To: EFTA00070961 >; Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their...
EFTA00067130.pdf
OCR Confidence: 85%  •  7350.2 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00070722.pdf
OCR Confidence: 85%  •  6763.0 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00059973.pdf
OCR Confidence: 85%  •  9172.9 KB
...25 : -- 06/15/21. EFTA00060241 270 1 2 3 4 : Oh. : 06/15/21. 06/15? : Yeah. 06/15/21. 5 : 06/15/21. Sorry about that. 6 : And just for all the 7 counts and stuff, too. It was the sheet -- 8 : So, I got to do it -- 9...
EFTA00039689.pdf
OCR Confidence: 85%  •  6837.1 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00102521.pdf
OCR Confidence: 85%  •  7693.8 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org) EFTA00102542 Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis...
EFTA00082705.pdf
OCR Confidence: 85%  •  7855.8 KB
...2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital...
EFTA00111830.pdf
OCR Confidence: 85%  •  7148.6 KB
...18 MR. : "In 2014, he was 19 transferred to the Metropolitan Detention 20 Center, MDC, in Brooklyn, to Captain at MCC, 21 his current position, where he over -". Or 22 sorry. 23 MR. : Yeah. There's a lot missing 24 in between there. 25 MR. Yeah, yeah. EFTA00111833 17 18...
EFTA00126362.pdf
OCR Confidence: 85%  •  10297.0 KB
...25 MR. : -- 06/15/21. EFTA00126630 LIMITED OFFICIAL USE 270 1 MR. : Oh. 2 MR. : 06/15/21. 3 MR. : 06/15? 4 MR. : Yeah. 06/15/21. 5 MR. : 06/15/21. Sorry about that. 6 MR. : And just for all the 7 counts and stuff, too. It was...
EFTA00148578.pdf
OCR Confidence: 85%  •  3394.6 KB
From: "Bulletin Intelligence" To: "FBI@BulletinIntelligence.com" Subject: [EXTERNAL EMAIL] - FBI Public Affairs News Briefing Wednesday, January 06, 2021 Date: Wed, 06 Jan 2021 11:29:18 +0000 c Importan e: Normal Mobile version and searchable archives available at fbi.bulletinintelligence.com. 2IFBI News...
EFTA00623392.pdf
OCR Confidence: 85%  •  20824.2 KB
...On October 6. 2010. the Court granted plaintiffs' motion to file the fourth amended complaint. Plaintiffs' fourth amended complaint, filed on October 7. 2010. adds Apollo Global Management. LLC. as a defendant. On November 4. 2010. Apollo moved to dismiss, arguing that the claims against Apollo are time-barred and...
EFTA00091454.pdf
OCR Confidence: 85%  •  8758.0 KB
...Virgin Islands at least approximately once a month between October 2001 and November of 2005. These records do not include any travel may have taken on commercial airlines. 30 2017.08.02 EFTA00091483 41. In or about October 2019, I and another law enforcement officer interviewed another individual ("Individual-3...
EFTA00153059.pdf
OCR Confidence: 85%  •  8757.4 KB
...Virgin Islands at least approximately once a month between October 2001 and November of 2005. These records do not include any travel may have taken on commercial airlines. 30 2017.08.02 EFTA00153088 41. In or about October 2019, I and another law enforcement officer interviewed another individual ("Individual-3...
EFTA00076712.pdf
OCR Confidence: 85%  •  8771.4 KB
...Virgin Islands at least approximately once a month between October 2001 and November of 2005. These records do not include any travel may have taken on commercial airlines. 30 2017.08.02 EFTA00076741 41. In or about October 2019, I and another law enforcement officer interviewed another individual ("Individual-3...
EFTA00074599.pdf
OCR Confidence: 85%  •  8231.0 KB
...22, 2019, 6:06 PM), https://www.npr.org/2019/08/22/753390385/a-dead-cat-a- lawyers-call-and-a-5-figure-donation-how-media-fell-short-on-epstei. 4 A second petitioner joined the suit shortly after ft was filed. For simplicity's sake, we will refer to...
EFTA00172546.pdf
OCR Confidence: 85%  •  11971.5 KB
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...
EFTA00039025.pdf
OCR Confidence: 85%  •  11345.8 KB
...The BOP temporarily closed MCC New York in October 2021 due to substandard conditions that are unrelated to this investigation. When it was operational, MCC New York housed approximately 750 inmates at any given time. Prior to its closure, the majority of MCC New York's inmate residents were individuals...

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