495 results for "Sep 26 2013"
Page 16 of 20
EFTA00301083.pdf
...13
NR
45.98
--
26-Aug-13 OW
48.44
57.00
11-Sep-13 OW
50.32
64.50
22-Oct-13 OW
50.66
65.00
08-Nov-13 OW
53.90
67.50
22-Jan-14 OW
50.54
66.50
26-Feb-14 OW
55.58...
EFTA00129645.pdf
...EXPIRATION FULL TERM DATE
FROM DATE
02-17-1994
04-26-1994
02-15-1996
388
0
853
655
10-12-2013
02-12-2016
PROJECTED SATISFACTION DATE
10-12-2013
PROJECTED SATISFACTION METHOD...: GCT REL
THRU DATE
02-17-1994
04-26-1994
03-06-1997
REMARKS
• 05-02...
EFTA00075749.pdf
...m- 750.M0 014
photo- I.JPO (°PEG Image, 2592 x 1936 pixels) - Scaled (44%)
OCUME— I /user/LOCALS-1 /Temp/photo- I ..IPG
8 0
O
EFTA00075761
FILED WITH FAA
AIRCRAFT REGISTRATM DR
2013 SEP 9 All 9 45
OKLAHOMA CITY
OKLAHOMA
EFTA00075762
FORM APPROVED
OMB No. 2120-0042...
EFTA00313530.pdf
Merrill Lynch
Bank of America Corporation
loft2
MR DANIEL M GROFF
Y K GROFF
T
Page
2012 TAX REPORTING STATEMENT
ORIGINAL 1099 01/26/2013
Table of Contents
Page
Summary Pages
3
Sale Proceeds and Gain/Loss Details
7
Dividend Income Activity
9
Interest Income Activity
10
Checking and Visa...
EFTA00607612.pdf
...Annual Income
Galn/Loss
Accrued Interest
Yiel0
Cash
US DOLLAR
1.00
998,366.79
996.366 79
996,366 79
Foreign Exchange & Non-USD Fixed Income
AUD CALL USD PUT
FX EUROPEAN STYLE OPTION
FEB 06,2014
.92
0.9230 WINDOW Ia EXPIRING 13 SEP 13
OPTION KNOCKEDIN
XAUDCA...
EFTA00611806.pdf
...EFTA00611809
Performance
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
YTD
2012
CEA
3.43
0.09
0.62
0.37
0.88
0.96
0.28
0.13
1.67
-0.73
2.26
0.87
7.71
Live
Production
S&P
4.36
4...
EFTA02731023.pdf
...Payments to Epstein, at an annualized rate of $23 to $26 million per year, was higher
than the median CEO pay for Fortune 500 companies, which Fortune calculated at $15.9 million
for 20217 The Dechert report indicated that the amounts paid to Epstein far exceeded those
which you paid...
EFTA00269078.pdf
...2000
From
From
24 Sep 2018
Sep 2014
06 Dec 2010
26 Nov 2009
20 Jun 2000
To
(current)
06 Jun 2013
20 Jun 2000
To
(current)
03 Nov 2009
01 Jul 2000
To
To
(current)
24 Sep 2018
13 Sep 2014
06 Dec 2010
26 Nov 2009
From
To...
EFTA00301317.pdf
...1.39
1.38
1.62
1.64
Fiscal Year End
Dec
Q3 (Sep)
1.46
1.61
1.61
1.62
Shares CVS (inn)
365
Q4 (Dee)
1.03
1.00
1.45
1.26
Price Target ($)
82.00
FY
5.36
5.39
6.24
6.50
6...
EFTA00268891.pdf
...K CHING CASH LOANS
From
06 Jun 2013
20 Jun 2000
20 Jun 2000
From
03 Nce.)20119
01 Jul 2000
20 Jun 2000
From
From
24 Sep 2018
13 Sep 2014
06 Dec 2010
26 Nov 2009
20 Jun 2000
To
•
(current)
06 jun 2013
20 Jun 2000
To...
EFTA00094336.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00094263.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00607178.pdf
...26
2008
-25.95%
-37.00%
Maximum Drawdown
-27.2%
-52.5%
Start Date
Jan-08
Dec-07
2009
83.19%
26.46%
End Date
Dec-08
Mar-09
2010
30.65%
15.06%
Max Monthly Consecutive
Loss
-19.6%
-29.6%
2011
22.60%
2.11%
Start Date
Sep...
EFTA00094182.pdf
...EFTA00094192
Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight...
EFTA00615105.pdf
...exposure analysis'
historical exposure analysis
Jan
Feb
2005 Gross
2005 Net
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Cectron
a SAC
Dec
Average
148.3%
147.2%
179.1%
211.8%
171.6%
27.1%
26.3%
19.2%
28.8%
25.4%
2006 Gross
189.9'
196...
EFTA00133349.pdf
...2019
Jul 26, 2019
447
REG
Jul 9, 2007
Jul 26. 2019
Jul 26, 2019
447
REG
Jul 9, 2007
Jul 26. 2019
Jul 26, 2019
227
REG
Jul 9, 2007
Jul 26. 2019
Jul 26, 2019
436
REG
Jul 9, 2007
Jul 26. 2019
Jul 26, 2019
436
REG...
EFTA00094159.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00069147.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00070691.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00263534.pdf
...PROS
i-
n
(DGN-
eDstered
GI Jan
Main business location
VIC '11S4
VIC 3184
Trading name(s)
Trading name
From
23 Sep 2014
13 May
To
feurren)
20 !an ?0 4
23 Sep 2014
06 Mar 2008
20 Jan 2014
From
To
F DEVIL DESIGN PTY
06 Mai 204):‘.(
eon...
EFTA00287311.pdf
...46% 2.60% -0.89% 4.94% 3.00%
7.58% -1.32% 0.01% -2.58% -1.98% 2.91% 10.44%
22.26%
2013
11.81% 2.36%
2.99%
1.94% 0.84% -10.81% -0.54% 2.08% 1.05% 0.83% -0.98% 6.21...
EFTA00072287.pdf
...EFTA00072337
Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight...
EFTA00678442.pdf
...Tue, 03 Sep 2013 14:42:45 +0000
1 September, 2013
Article 1.
The New York Times
Tripping on His Own Red Line?
David E. Sanger
Article 2.
Foreign Policy
The Gamble
David Rothkopf
Article 3.
Al-Monitor
How Will Hezbollah Respond To a Strike on Syria?
By: An Al...
EFTA00065335.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00090355.pdf
...was at the BD SRO FINRA FROM 2013 until
joining his former FINRA colleague Dick "BBH" Best at SEC NY.
Not the Case.
See, Mikey Rufino was at the BD SRO FINRA for 32 f'n years prior to "retiring" in Sep 2020
FINRA Executive Vice President Michael Rufino Announces...
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