864 results for "June 28 2013"
Page 21 of 35
EFTA00040401.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00263534.pdf
...Id
gpl-TMC
Government
of South Australia
EFTA00263535
OCBA invites you to pursue any one of these 3 options within 28 days. If you have not
at responded, on 9 June 2011, OCBA's decision will be that your application is refused. You will I
A, not receive further notice...
EFTA00606439.pdf
December 6, 2013
Via Hand Delivery
Mr. John McDonald
Director
Office of the Lieutenant Governor
Division of Banking & Insurance
5049 Kongens Gade
St. Thomas, VI 00802
Re:
Financial Strategy Group. Ltd. IBE Application Supplement
Dear Director McDonald:
FILE Cr)!
This correspondence shall serve as a supplement to the initial application...
EFTA00094336.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00619503.pdf
...JUNE 30,2015
Special
Instructions
FORM 114 HAS BEEN PREPARED FOR ELECTRONIC FILING. PLEASE
SIGN, DATE, AND RETURN FORM 114A TO OUR OFFICE. WE WILL THEN
TRANSMIT YOUR REPORT TO THE FINCEN.
400097
07.31.14
EFTA00619503
Form 114a
Department of the Treasury
Financial Crimes Enforcement
Network (FinCEN)
October 2013...
EFTA00060302.pdf
...54.179 00
Current S4,179.00
PREVIOUS TOTAL
CHANGE
CURRENT TOTAL
534,08928
($9,171.00)
$24,918.28
FUNDING DETAILS:
ITEM
NO.
FUNDING LINE
OBUGATED AMOUNT
ACCOUNTING CODES
N/A
1
Previous: S340/39.28
Change: (39,171.00)
Current $24,918.28
SA-2018-02-FP021452P1.2699...
EFTA00064843.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00211430.pdf
...UNITED STATES OF AMERICA,
Respondent,
UNITED STATES' NOTICE OF FILING THIRD SUPPLEMENTAL PRIVILEGE LOG
Pursuant to the Court's June 18, 2013 Omnibus Order (DE 190), the Respondent, United
States of America, by and through the undersigned Assistant United States Attorney, hereby gives
notice of its filing of its Third...
EFTA00039828.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00151495.pdf
...For
example, the wire transfers in November 2013 were made to an entity that was only later
publicly associated with a co-conspirator (in 2015). As described further below, however, the
connection was made by Bank personnel for certain transactions.
28.
On January 24, 2014, Deutsche Bank opened checking and...
EFTA00236788.pdf
...This brochure is current as of September 20, 2013 and is subject to change.
ML281837-MAXWELL
Page I of 4
CONFIDENTIAL
UBSTERRAMAR00001132
EFTA00236788
Disclosure Statement under Rule 506(d)
1)85 Fund Advisor LLC (Member Designee, Managing Member, Administrator)
1.
Date of Action: Jan. 9, 2009
Brought By: CFTC
Allegations...
EFTA00102264.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00640144.pdf
...07/28/2013
Sun, 28 Jul 2013 08:10:45 +0000
Ike_&_Tina_Tumer bio_July_28,2013.pdf;
Mexico Obesity_Rale_Higher Than_U.N. Report_Huff_Post July_9,_2013.pdf;
The_Lut Decade_Was_One_a_Climate_Extremes_John_Liglit_Moyers_&_Company_July
16,_201i.pdf;
Obamacare...
EFTA00086291.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00289691.pdf
...Mitchell
$250,000
Committed Amount
On or before April 1,
2013
David J. Mitchell
$200,000
Committed Amount
On or before May I,
2013
Option But Not Obligation to Purchase
David J. Mitchell
$250,000
Option But Not
Obligation to
Purchase
Exercise on or before
June 15, 2013
Jonathan Leitersdorf...
EFTA00265663.pdf
...SEC Briefing #30 -28.05.2020
Date:
Thursday, 28 May 2020 L41:43 PM
Attachments:
SFC BriPfina #30 - 78 05 7070.ndf
.._.._......_._
DU:
LAMP%
a
Good Afternoon.
Please find attached SEC Briefing #30 relating to COVID-19.
The next briefing is scheduled for Thursday 4 June 2020 at 1300hrs and...
EFTA00594729.pdf
...Provision for income taxes
—
—
—
—
—
—
—
—
—
Net income (loss)
(28)%
(35)%
(35)%
(33)%
(30)%
(33)%
(43)%
(32)%
(35)%
=
=
=
=
=
=
=
=
=
Adjusted EMMA
Three Months Ended
March 31. June 30, Sept. 30, Dec. 31. March 31, June 30, Sept. 30, Dec. 31, March 31,
2013
2013
2013
2013
2014
2014
2014
2014
2015
(in thousands...
EFTA00070669.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00587691.pdf
...NEAP 2013 has a
few additional changes: (a) integrating operational and communications plans into one
EFTA00587696
7
whole; (b) stopping polio transmission by June 2013; and (c) and tracking missed-out
children before the next PEC.
(iii) NEAP is well conceived; it has a very good data-base; originally, the...
EFTA00586369.pdf
...NEAP 2013 has a
few additional changes: (a) integrating operational and communications plans into one
EFTA00586374
whole; (b) stopping polio transmission by June 2013; and (c) and tracking missed-out
children before the next PEC.
(iii) NEAP is well conceived; it has a very good data-base; originally, the Govt...
EFTA00586386.pdf
...NEAP 2013 has a
few additional changes: (a) integrating operational and communications plans into one
EFTA00586391
whole; (b) stopping polio transmission by June 2013; and (c) and tracking missed-out
children before the next PEC.
(iii) NEAP is well conceived; it has a very good data-base; originally, the Govt...
EFTA00586403.pdf
...NEAP 2013 has a
few additional changes: (a) integrating operational and communications plans into one
EFTA00586408
whole; (b) stopping polio transmission by June 2013; and (c) and tracking missed-out
children before the next PEC.
(iii) NEAP is well conceived; it has a very good data-base; originally, the Govt...
EFTA00730006.pdf
...Seed Media
1 495 938
1 005 552
32.78%
2 449 785
143.63%
Science Blip .s
641 545
398 036
37.96%
■ Planet
-
-
Magazine ended in May / June 2009
I
Pro'ected
Seed Customers
clio of Revenue
2009
1
1
211
GE
23%
87%
58%
Brockman
6%
Aglient...
EFTA00090355.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00065405.pdf
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny
stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades?
2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
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