774 results for "September 23 2019"
Page 21 of 31
EFTA00071898.pdf
...Saturday, September 12, 2020 8:23 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00071931
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM...
EFTA00095591.pdf
...Wednesday, September 23, 2020 7:18 PM
EFTA00095600
Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Nathan,
If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today
with its "clarification...
EFTA00059973.pdf
...So, have you had any
23 conversations with him since?
24
: Oh, he came back - so then,
25 so
went out in August - September,
EFTA00060188
217
1 October, November, December - I think he came
2 back either December or January.
3
: Of 2019?
4
: Of 2020.
5
: Or 2020.
6...
EFTA00096577.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00116353.pdf
...2019-010614
DEPARTMENT OF JUSTICE
OFFICE OF THE INSPECTOR GENERAL
SEPTEMBER 23, 2021
RESOLUTE DOCUMENTATION SERVICES
, Suite 285
Agoura Hills, CA 91301
Phone:
EFTA00116353
2
APPEARANCES:
OFFICE OF THE INSPECTOR GENERAL
BY:
BY:
WITNESS:
OTHER APPEARANCES:
NONE
EFTA00116354
3
1
MR.
: This is Special Agent
2
. Today is September 23...
EFTA00074309.pdf
...Friday, December 20, 2019 10:55 AM
To: '
Cc: Lankier, Andrew
Subject: David Rodgers Subpoena
We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand that these
records will be kept confidential, pursuant to Fed. R. Crim. P. 6...
EFTA01262965.pdf
...2019 Search Warrant for All Electronic Devices and Storage Media in the
New York Residence
23.
Following the initiation of the FBI's review of the Seized Discs, on or about July
11, 2019, the Honorable Henry B. Pitman, United States Magistrate Judge, signed another search
warrant authorizing another search...
EFTA00263717.pdf
...In September 2019, the Tramp administration terminated United States Agency for International
Development's PREDICT program, a $2oo million epidemiological research program initiated. in
$.2009 to provide early warning of pandemics abroad.1481148z1 The program trained scientists in
fo •
laboratories to detect and respond to viruses that have the potential...
EFTA00116523.pdf
...10
2019-010614
11
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DEPARTMENT OF JUSTICE
19
OFFICE OF THE INSPECTOR GENERAL
20
SEPTEMBER 23, 2021
21
22
23
24
25
RESOLUTE DOCUMENTATION SERVICES
Phone:
EFTA00116523
LIMITED OFFICIAL USE
1
APPEARANCES:
2
3
OFFICE OF THE INSPECTOR GENERAL
4
BY:
5
BY...
EFTA00116694.pdf
...10
2019-010614
11
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DEPARTMENT OF JUSTICE
19
OFFICE OF THE INSPECTOR GENERAL
20
SEPTEMBER 23, 2021
21
22
23
24
25
26
RESOLUTE DOCUMENTATION SERVICES
Agoura Hills, CA 91301
Phone:
EFTA00116694
LIMITED OFFICIAL USE
1
APPEARANCES:
2
3
OFFICE OF THE INSPECTOR...
EFTA00125657.pdf
...10
2019-010614
11
12
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18
DEPARTMENT OF JUSTICE
19
OFFICE OF THE INSPECTOR GENERAL
20
SEPTEMBER 23, 2021
21
22
23
24
25
26
RESOLUTE DOCUMENTATION SERVICES
Agoura Hills, CA 91301
Phone:
EFTA00125657
LIMITED OFFICIAL USE
1
APPEARANCES:
2
3
OFFICE OF THE INSPECTOR...
EFTA00126954.pdf
...10
2019-010614
11
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13
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DEPARTMENT OF JUSTICE
19
OFFICE OF THE INSPECTOR GENERAL
20
SEPTEMBER 23, 2021
21
22
23
24
25
RESOLUTE DOCUMENTATION SERVICES
28632 Roadside Drive, Suite 285
Agoura Hills, CA 91301
Phone:
EFTA00126954
LIMITED OFFICIAL USE
1
APPEARANCES:
2
3...
EFTA00069276.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.see.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00069042.pdf
...September 22, 2011, FINRA staff served a request on Keener, pursuant to FINRA
www.finra.org
FINRA barred Keener/JMJ in 2013 as a "Bad Actor"
The SEC was certainly aware of the FINRA action
https://www.sec.gov/litigation/opinions/2012/34-68014.pdf
As recently as 2019 Bag...
EFTA00113460.pdf
...2019-010614
DEPARTMENT OF JUSTICE
OFFICE OF THE INSPECTOR GENERAL
SEPTEMBER 22, 2021
RESOLUTE DOCUMENTATION SERVICES
Phone:
3
4
1
MR.
The recorder has started.
1
2
MR.
: This is Special Agent
2
MS.
.•
3
with the Department of Justice, Office
3
4 of Inspector General. Today is Wednesday,
4...
EFTA00064266.pdf
...NONE
2019-010614
DEPARTMENT OF JUSTICE
OFFICE OF THE INSPECTOR GENERAL
SEPTEMBER 23, 2021
RESOLUTE DOCUMENTATION SERVICES
28632 Roadside Drive, Suite 285
Agoura Hills, CA 91301
Phone: (818) 431-5800
3
4
1
MR.
: This is Special Agent
1 recorded by me, Special Agent
2
Today is September 23, 2021...
EFTA00069074.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00247131.pdf
...The July 11, 2019 Search Warrant for All Electronic Devices and Storage Media in the
New York Residence
23.
Following the initiation of the FBI's review of the Seized Discs, on or about July
11, 2019, the Honorable Henry B. Pitman, United States Magistrate Judge, signed another search
warrant...
EFTA00064662.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00092123.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00094159.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00066317.pdf
...June 23, 2020)
17
United States v. Alindato-Perez,
627 F. Supp. 2d 58 (D.P.R. 2009)
18
United States v. Bodmer,
No. 03-cr-947(SAS), 2004 WL 169790 (S.D.N.Y. Jan. 28. 2004)
16
United States v. Boustani,
932 F.3d 79 (2d Cir. 2019...
EFTA00083324.pdf
...June 23, 2020)
17
United States v. Alindato-Perez,
627 F. Supp. 2d 58 (D.P.R. 2009)
18
United States v. Bodmer,
No. 03-cr-947(SAS), 2004 WL 169790 (S.D.N.Y. Jan. 28. 2004)
16
United States v. Boustani,
932 F.3d 79 (2d Cir. 2019...
EFTA00102661.pdf
...June 23, 2020)
17
United States v. Alindato-Perez,
627 F. Supp. 2d 58 (D.P.R. 2009)
18
United States v. Bodmer,
No. 03-cr-947(SAS), 2004 WL 169790 (S.D.N.Y. Jan. 28. 2004)
16
United States v. Boustani,
932 F.3d 79 (2d Cir. 2019...
EFTA00104625.pdf
...June 23, 2020)
17
United States v. Alindato-Perez,
627 F. Supp. 2d 58 (D.P.R. 2009)
18
United States v. Bodmer,
No. 03-cr-947(SAS), 2004 WL 169790 (S.D.N.Y. Jan. 28. 2004)
16
United States v. Boustani,
932 F.3d 79 (2d Cir. 2019...
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