961 results for "December 25 2013"

Page 23 of 39
EFTA00094336.pdf
OCR Confidence: 85%  •  2244.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00094182.pdf
OCR Confidence: 85%  •  2807.4 KB
...EFTA00094192 Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight...
EFTA00094159.pdf
OCR Confidence: 85%  •  2234.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00069276.pdf
OCR Confidence: 85%  •  2928.9 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00128844.pdf
OCR Confidence: 85%  •  4959.0 KB
...Staley Andrew Farkas 25. Provide three (3) bank references: J.P. Morgan Chase & Co. First Bank [signature page to follow] EFTA00128871 Dated and signed this 20th day of March 2013 at New York. I hereby certify under penalty of perjury that 1 am acting on my own behalf and that...
EFTA00268109.pdf
OCR Confidence: 85%  •  9793.5 KB
...November 1998;333 Dillard was a member of the standing_ committee for Employment Education and Workplace Relations from 8 December 1498 to 8 December 2003, in addition to Aboriginal and Torres Strait Islander Affairs from 20 March 2003 to 18 August 2003. Within the joint committees, she was a member...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...www.reuters.com Citadel taps top SEC enforcer for chief compliance officer role I eFinancialCareers Citadel taps top SEC enforcer for chief compliance officer role I eFinancialCareers Glockner has led the Chicago operation of the SEC since December 2013, which is its second largest office, and left in early November...
EFTA00263534.pdf
OCR Confidence: 85%  •  8903.4 KB
...http://au-mg5.mail.yahoo.corn/rico/launch?.rand—b5v1gd3rmqrqf 24/01/2013 EFTA00263565 Ms UNRECONCILED MONIES — TRADE MARKS Your ref: Trade Marks TM App fl ' 113C:3.0/ Discovery House. Phillip ACT 2606 PO Box 200. Woden ACT 2606 Australia P 1300 651 010 International) F E Ipaustralia.gov...
EFTA00161836.pdf
OCR Confidence: 85%  •  7484.6 KB
...Other Epstein entities include LSJ Employees, LLC (registered October 27, 2011 to provide services); Southern Financial, LLC (registered February 25, 2013 to provide services) and LSJ Emergency, LLC (registered December 2, 2015 to provide services). 140. Some of these companies held considerable assets: Financial Informatics, Inc. (incorporated November 18, 2011...
EFTA00645680.pdf
OCR Confidence: 85%  •  552.1 KB
...Wednesday, March 25, 2015 1:05 PM To: Thomas Turrin Subject: I: BILLIONAIRE ITALIAN COUTURE - MIAMI AND LAS VEGAS - 2014 ACCTG RECORDS Ciao Thomas, can I have an update about consolidatio reporting of Miami and Las Vegas? Thank in advance for your support, Alberto --Messaggio originale Da: Thomas Turrin [mailto...
EFTA00069011.pdf
OCR Confidence: 85%  •  2732.5 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00070691.pdf
OCR Confidence: 85%  •  2909.7 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00584243.pdf
OCR Confidence: 85%  •  637.6 KB
...In December 2013, EdR entered into the United States Department of Justice's Program for Non-Prosecution Agreements or Non-Target Letters for Swiss Banks (referred to as "Swiss Bank Program" or "SBP") as a Category 2 bank. 34. Since 2013, FAR has cooperated with the DOJ to comply with...
EFTA00064662.pdf
OCR Confidence: 85%  •  3077.5 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00585301.pdf
OCR Confidence: 85%  •  326.8 KB
...this "Agreement") made as of December 23, 2015 by and between (i) Leon D. Black (the "Seller"), (ii) Barry J. Cohen, Richard Ressler and John J. Hannan, as Trustees (the "APOI Trustees") of the trust created under the APOI Agreement dated October 25, 2013 between Leon D. Black, as Grantor...
EFTA00083198.pdf
OCR Confidence: 85%  •  2295.2 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00102264.pdf
OCR Confidence: 85%  •  4473.4 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00069042.pdf
OCR Confidence: 85%  •  2825.9 KB
...Further, I submitted my amended TCR with Berger in March 2013, In August of 2013, FINRA brought a penny stock AML complaint against OpCo. Sale of unregistered penny stocks. WHO ultimately executed the trades? 2008-2010. In July 2013, the "glitch" financing Gen Atlantic/Getco reverse merger with Knight to...
EFTA00289691.pdf
OCR Confidence: 85%  •  3183.8 KB
...December 28, 2012 Aggregate Name No. of Shares Purchase Price David J. Mitchell Jonathan Leitersdorf 685,714 $299,999.88 3,428,571 $1,499,999.81 Total 4,114,285 $1,799,999.69 WES1VA 0047077.6 EFTA00289713 Exhibit A SCHEDULE OF PURCHASERS Subsequent Closing — April 10, 2013 Aggregate...
EFTA00588667.pdf
OCR Confidence: 85%  •  1108.5 KB
...3: "All documents relating to 22 communications with Andrew Albert Christian Edward, Duke of 23 York, from 1990 to present." You know, what the heck does a 24 communication with the Duke in 2013, any old communication, 25 have to do with anything in this case? Nothing. If you SOUTHERN...
EFTA00306144.pdf
OCR Confidence: 85%  •  275.2 KB
...12 December 2018 07:43:33 Any changes made after this time are not reflected below Travel Arrangements for MAGALLON/CESAR ALFREDO OCHOA/FREDDY IVAN American Express Travel Record Locator Agent Details Centurion Travel Service 2401 W. Behrend Dr Ste.55 M/C 08-03-69 Phoenix Arizona 85027 Toll...

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