1,004 results for "January 19 2012"
Page 28 of 41
EFTA00237720.pdf
...Hoyt is an Executive Director of UBSFS and Chief Compliance Officer for Fund
Advisor
ER305378-MAXWELL
- 9 -
CONFIDENTIAL
UBSTERRAMAR00002097
EFTA00237728
DATE OF
AcnoN
'Monogr By
ALLEGATION
DISPOSMON
MONETARY
SmcnoNs
1
December 12,
2012
FSA, FINMA, CFTC
Entity: UBS AG
On 19 December 2012, UBS AG
entered into settlements with the...
EFTA00237111.pdf
...Hoyt is an Executive Director of UBSFS and Chief Compliance Officer for Fund
Advisor
ML281837-MAXWELL
- 9 -
CONFIDENTIAL
UBSTERRAMAR00001473
EFTA00237119
DATE OF
AcnoN
'Monogr By
ALLEGATION
DISPOSMON
MONETARY
SmcnoNs
1
December 12,
2012
FSA, FINMA, CFTC
Entity: UBS AG
On 19 December 2012, UBS AG
entered into settlements with the...
EFTA00090355.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00070691.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00095591.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00149675.pdf
...Nationwide, deaths are hovering around 700 a day,
down from a peak of more than 3,000 in January."
EFTA00149693
However, Politico (5/6, Goldberg, Ollstein, 6.73M) reports that "health officials are worried
that pockets of the country slow to get vaccinated against Covid-19 could turn into breeding...
EFTA00135950.pdf
...Nationwide, deaths are hovering around 700 a day, down
from a peak of more than 3,000 in January."
However, Politico (5/6, Goldberg, Ollstein, 6.73M) reports that "health officials are worried
that pockets of the country slow to get vaccinated against Covid-19 could turn into breeding
grounds...
EFTA00600054.pdf
...By order entered January 5, 2011 in that proceeding, Magistrate Judge
Johnson expressly rejected Epstein's request for the "Court to find the subject correspondence
privileged and on that basis prohibit plaintiff? counsel from disclosing it in either of the two
'Fed. R. Crim. P. 11(0 provides, "The admissibility...
EFTA00719592.pdf
...Mon, 05 Mar 2012 19:19:17 +0000
4 March, 2012
Article 1.
NYT
U.S. Backers of Israel Pressure Obama Over Policy
on Iran
Mark Landler
Article 2.
The Washington Post
Before attacking Iran, Israel should learn from its
1981 strike on Iraq
Colin H. Kahl
Article 3.
The...
EFTA00700242.pdf
...Wed, 07 Nov 2012 20:52:00 +0000
6 November, 2012
Article 1.
Spiegel
America: Notes on the Decline of a Great Nation
Article 2.
TIME
Five Countries Where the U.S. Election Matters
Most
Tony Karon
Article 3.
Foreign Policy
Middle East Lost
Shadi Hamid
Article 4.
Ahram Online...
EFTA00137349.pdf
...The Washington Post january/2020/11/24/02949f52-2e70-11eb-bae0-50bb17126614_story.html> (11/24, Schneider, 14.2M) reports
organizers of the Virginia Citizens Defense League, "who staged a massive pro-gun rally at the state Capitol in
January, say...
EFTA00597681.pdf
...Mountain, Journal of Accountancy, January 19%.
EFTA00597706
Alan Halperin, Esq.
October 16, 2015
APO' GRAT No. 1 - Valuation Date: July 24, 2015
Page 27
making the option more valuable.
A longer term option on a high
volatility stock can have significant value, whether it is a put or a call...
EFTA00263676.pdf
...4:19P
4:19 P
_ NA vc)rx tic, 64.6
Glaslalne Maxwell - VVildpela
„..3)47
-et
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Pl:O17eKt`f ThErr I4793 , C)2 I -4)6ST ttLa (GNI Of- 'IF
C
fitiS
4
PECTS
Details o a civil lawsuit, made public in January 2015, contained a deposition...
EFTA00637993.pdf
...Wed, 23 May 2012 14:54:27 +0000
22 May, 2012
Article 1.
Politico
What do Egyptians want?
Shibley Telhami
Article 2.
Guardian
These are crucial times in Egypt's transition to democracy
Wadah Khanfar
Article 3.
The Daily Beast
The Failures of the Facebook Generation in the Arab
Spring...
EFTA00268109.pdf
...Succeeded by Dan van Hoist
Pellekaan
50th patorpri-9pnetel of South
Australia
•
•
In office
19 March 2018 —22 November 2021
Premier
Steven Marshall
Preceded by
John Rau
: Succeeded by Josh Teague.
DePulY Leader of the 9l?Pes.ition
Scuth-scsuatTaila
am,2013 —19 March 2018••
:1
ven arshall
A"-
:i...
EFTA00730018.pdf
...300.299
25,540823
43,611.375
76850,652
121,035,822
CONFIDENTIAL
3
Page 19 of 21
EFTA00730036
IMDx Business Update
-CONFIDENTIAL-
Pro Forma Statement of Cash Flow
SOurCe8 Of Gash
2010
2011
2012
2013
2014
Revf.huet
2.470.953
26.951.645
68.152509
121.675404
194...
EFTA00069147.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00086291.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00064817.pdf
...SDNY News Clips -- Friday, January 10, 2020
Date: Fri, 10 Jan 2020 21:24:50 +0000
Attachments: 01-10-2020.pdf
SDNY News Clips
Friday, January 10, 2020
EFTA00064817
Contents
Public Corruption
Parnas
Avenatti
Epstein
Civil
Brimelow
Complex Frauds and Cybercrime
Padilla
Terrorism and International Narcotics
Virgil Griffith
Matters of...
EFTA00072751.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00094182.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00148281.pdf
...Capitol riot in January filed an emergency motion on
Friday stating the suspect has cancer and is at risk of COVID-19 exposure while in custody."
Christopher Worrell "was arrested after FBI agents executed a search and arrest warrant at his
home on March 13." According to the prosecution, "Worrell...
EFTA00611806.pdf
Adam Campbell
CEA, LLC
High Liquidity Trading Program
Summary Presentation
January, 2013
WALL-1111ln fl
Past performance is not necessarily indicative of future results. The performance described herein based upon the strategy's performance is for a limited
amount of time and does not reflect performance in different economic cycles...
EFTA00086579.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
www.sec.gov
FINCEN
https://www.fincen.govinewsinews-releasesifincen-fines-oppenheimer-co-inc-20...
EFTA00076843.pdf
...9711 /
January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 .
ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE
PROCEEDING . File No. 3 -16361 . In the Matter of
EFTA00076873
FINCEN
https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co-inc-20-million...
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