1,172 results for "November 21 2015"
Page 34 of 47
EFTA00271366.pdf
...UBS BANK USA - CARD SERVICES
PO BOX 203219
DALLAS TX 75320-3219
$35.00
$1,333.21
January 23, 2015
012315 7826000014012670 2 0000003500 2
EFTA00271378
leportat Information
Lest or stolen card: Your credit card is issued by UBS Bank USA. If
your card is lost or stolen, please contact...
EFTA00069421.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
EFTA00069477
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department &Enforcement,
Disciplinary Proceeding...
EFTA00097262.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
SONY Judges.
Again, I did not set out to discover exactly what a grossly corrupt, criminal organization the SEC is. The "Record"
is irrefutable. In case you still were holding out hope, On November 24 2020 the...
EFTA00111830.pdf
...I believe the dates were from
EFTA00111831
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July of 2004 to November 27 or November 26 of
2005.
MR.
Okay. Great. And then...
EFTA00126362.pdf
...So, they have -
21
yes - so, I guess you were transferred to the
22
MDC in Brooklyn, 2014, and in 2015 was when you
23
were promoted to Deputy Captain?
24
MR.
: That is correct.
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MR.
: Okay. It says, "
EFTA00126378
LIMITED OFFICIAL USE
18
1
directly supervises approximately 13...
EFTA00075792.pdf
H A D D O N
MORGAN
FOREMAN
November 1, 2021
VIA EMAIL
United States Attorney's Office
Southern District of New York
1 St. Andrew's Plaza
New York, NY 10007
Re:
United States v. Ghislaine Maxwell, 20 Cr. 330 (AJN)
Dear Counsel:
Haddon Morgan and Foreman, P.0...
EFTA00065103.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org)
EFTA00065147
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00066454.pdf
...Friday, November 6, 2020 7:09 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the
public the SEC is mandated to protect...
EFTA00086579.pdf
...Friday, November 6, 2020 7:09 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the
public the SEC is mandated to protect...
EFTA00067870.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
SONY Judges.
Again, I did not set out to discover exactly what a grossly corrupt, criminal organization the SEC is. The "Record"
is irrefutable. In case you still were holding out hope, On November 24 2020 the...
EFTA00071487.pdf
...Friday, November 6, 2020 7:09 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the
public the SEC is mandated to protect...
EFTA00071284.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
EFTA00071338
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department &Enforcement,
Disciplinary Proceeding...
EFTA00070202.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00070268
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00309073.pdf
...This application is being filed to effect the Settlement Agreement between Appal:ant and Water Rights Division of
the New Mexico State Engineer executed on November 1.2010 ("Settlement Agreement").
2. The applicant under exploratory wel permit number E-7871-POD4 has encountered a groundwater supply
sufficient to address the...
EFTA00070950.pdf
...Friday, November 6, 2020 7:09 AM
EFTA00070960
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Janey et al,
NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the
public the SEC is mandated to...
EFTA00069571.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00093864.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00267140.pdf
...Please Return this Section with your cheque made payable to the above Century 21 Port Pirie
Return address
131 Ellen Street, Port Pirie SA 5540
Date Printed
12/05/2015
Total Invoiced
$252.60
Jacqueline Pearce
Payment From
Re:
Code
MEAD07
30 days
$0.00
Aged Debt
60 Days
$0...
EFTA00169362.pdf
...December 21.2015
My.Cor.mliblegtpict
CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e)
taiStW-0000766
EFTA_000 19636
EFTA00169373
VC GI pis n
GOVERNMENT OF
THE VIRGIN ISLANDS OF THE UNITED STATES
CHARLOTTE AMALIE, ST. THOMAS, VI ONO
OFFICE OF THE LIEUTENANT GOVERNOR
CERTIFICATE OF EXISTENCE
Tx) Whom...
EFTA00086617.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
Appendix
Date: Fri, 12 Feb 2021 21:31:38 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20...
EFTA00072134.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00078132.pdf
...Casetext's
comprehensive legal database
casetext.com
Cheers!
Christopher J Dilorio
Whistleblower
From: Chris Dilorio
Sent: Tuesday. November 3.2020 3:34 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Greetings Judge Caproni,
EFTA00078132
I hope your colleagues as well as Mr...
EFTA00093702.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00080676.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00269229.pdf
...David and I exchanged text messages until the 12th March 2015.
I ceased all contact with David because his messages became sexual and distasteful ,which
made me feel very uncomfortable and uneasy about interacting further with him.
I did not contact him again and changed my phone number November 2015...
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