1,142 results for "January 30 2018"

Page 35 of 46
EFTA00133624.pdf
OCR Confidence: 85%  •  24673.5 KB
...0.00 0.00 JJ- Normal Member Not Exempt None 0.000% 30.000% No JJ- 23 No C006 JJ- Primary 1 JJ- 10/08/2018 10/08/2018 JJ- JJ- 10/08/2018 02/27/2017 10/08/2018 Unclassified JJ Identification 2; Documentary Flag 2: Non-documentary Identification...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.govinews/news-releases/fincen-fines-oppenheimer-co...
EFTA00597681.pdf
OCR Confidence: 85%  •  5857.8 KB
...Ac§ustrnent for Other Factors 0.75% 0.75% 0.75% 1.00% 2.00% Estimated Discount Based on Put Analysis 7.30% 7.30% 7.30% 10.50% 18.70% Selected Liquidity Discount for Lock-up Period 7.30% 7.30% 7.30% 10.50% 18.70% AOG Units...
EFTA00069276.pdf
OCR Confidence: 85%  •  2928.9 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00164129.pdf
OCR Confidence: 85%  •  3225.6 KB
...Files Civil Action Lawsuit On Jim Justice's Son Over Unpaid Civil Penalties JANUARY 6 INVESTIGATION • Trump White House Aides Subpoenaed in Firing of Election Security Expert MAR-A-LAGO SEARCH • Prosecutors Have Recording Of Trump Discussing Sensitive Iran Document • Continued Reporting: Prosecutors Scrutinize Handling of Security Footage by Trump...
EFTA00064615.pdf
OCR Confidence: 85%  •  3660.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00064817.pdf
OCR Confidence: 85%  •  693.6 KB
...SDNY News Clips -- Friday, January 10, 2020 Date: Fri, 10 Jan 2020 21:24:50 +0000 Attachments: 01-10-2020.pdf SDNY News Clips Friday, January 10, 2020 EFTA00064817 Contents Public Corruption Parnas Avenatti Epstein Civil Brimelow Complex Frauds and Cybercrime Padilla Terrorism and International Narcotics Virgil Griffith Matters of...
EFTA00069247.pdf
OCR Confidence: 85%  •  2610.4 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00098380.pdf
OCR Confidence: 85%  •  2665.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00149675.pdf
OCR Confidence: 85%  •  4721.8 KB
...US Senate: • Senate on recess from 30 Apr - 10 May US House: • House of Representatives meets in pro forma session Location: U.S. Capitol, Washington, DC; 10:30 AM • House Financial Services task force hearing on AI, racism, housing, and financial services (virtual) - Task Force on Artificial Intelligence virtual hearing...
EFTA00135950.pdf
OCR Confidence: 85%  •  4626.0 KB
...US Senate: • Senate on recess from 30 Apr - 10 May US House: • House of Representatives meets in pro forma session Location: U.S. Capitol, Washington, DC; 10:30 AM • House Financial Services task force hearing on AT, racism, housing, and financial services (virtual) - Task Force on Artificial Intelligence virtual hearing...
EFTA00172826.pdf
OCR Confidence: 85%  •  2501.5 KB
...Page :I of 14 202O41.23 00:02:57 (GMT) 12129373904 Front Julia Greenberg Federal Bureau of Investigation Records Information/Dissemination Section 170 Marcel Drive Winchester, Virginia Via Facsimile and Certified Mail January 22, 2020 Dear Sir/Madame: I am a Forensic Intelligence Analyst and a congressional consultant. I am...
EFTA00690288.pdf
OCR Confidence: 85%  •  3902.3 KB
...Cellular's Quarterly Reports on Form 10-Q for the quarters ended March 31, 2015, June 30, 2015 and September 30, 2015. 3. U.S. Cellular's Current Reports on Form 8-K filed since December 31, 2014, including Forms 8-K or amendments thereof filed January 23, 2015, February...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of EFTA00067743 FINCEN https://www.fincen.govinews/news-releasesifincen-fines-oppenheimer-co-inc-20-million...
EFTA00124090.pdf
OCR Confidence: 85%  •  4134.0 KB
...Balance Checking $2,385.30 Savings $1,480.67 Investments (not FDIC Insured) --- Loans --- Credit Cards Checking --- Regular Checking Savings $2,385.30 Balance Citi® Savings $1,480.67 Total Checking and Savings at Citibank $3,865.97 SUGGESTIONS AND RECOMMENDATIONS Help protect yourself from fraud Awareness is the key...
EFTA00069181.pdf
OCR Confidence: 85%  •  4811.1 KB
...Find me a security" NYDFS Enforcement Action - January 30 2017: Consent Order to in the Matter of Deutsche Bank AG and Deutsche Bank AG New York Branch As I the Whistleblower Extraordinaire have made everyone aware: Russian ADR's including those where Deutsche Bank was the sponsor were the vehicles...
EFTA00264665.pdf
OCR Confidence: 85%  •  5575.6 KB
...Your next court hearing is the 12 January 2016 at 10:30 am in the Port Pirte Magistrates Court. I can advise that I will be on leave from the 14 December 2015 until the 4 Jar:uaiy 2016. Please -. contact me sometime shortly after I return to work with...
EFTA00092123.pdf
OCR Confidence: 85%  •  3850.5 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00079641.pdf
OCR Confidence: 85%  •  4328.0 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.govinews/news-releases/fincen-fines-oppenheimer-co...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.govinews/news-releases/fincen-fines-oppenheimer-co...
EFTA00147473.pdf
OCR Confidence: 85%  •  3983.0 KB
...Attacks in Public Spaces 2018' report released, examining 27 targeted attacks that occurred in public spaces (including schools, workplaces, and houses of worship) between January - December 2018, by USSS Director James Murray and NTAC Chief Dr Lina Alathari * Report released via press conference (11:30 AM EDT), held following a...
EFTA00069042.pdf
OCR Confidence: 85%  •  2825.9 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...
EFTA00096577.pdf
OCR Confidence: 85%  •  3949.6 KB
...9711 / January 27, 2015 . SECURITIES EXCHANGE ACT O F 1934 . Release No. 74141 / January 27, 2015 . ACCOUNTING AND AUDITING ENFORCEMENT . Release No. 3621 / January 27, 2015 . ADMINISTRATIVE PROCEEDING . File No. 3 -16361 . In the Matter of www.sec.gov FINCEN https://www.fincen.gov/news/news-releases/fincen-fines-oppenheimer...

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