1,560 results for "October 2 2014"
Page 59 of 63
EFTA00082947.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00071487.pdf
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10O was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00067669.pdf
...are some of the most eyebrow-raising communications contained within the unredacted complaint,
which alleged violations of antitrust law.
"Polite F-U Letters."
In October 2014, Rep. Elijah Cummings (D-Md.) and Sen. Bernie Sanders (D-Vt.) sent Heritage
Pharmaceuticals a letter as part of their joint investigation into price...
EFTA00071898.pdf
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10O was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00148539.pdf
...THURSDAY, OCTOBER 22, 2020 6:30 AM EDT
TODAY'S TABLE OF CONTENTS
LEADING THE NEWS
• Ratcliffe, Wray Say Iran Behind Threatening Emails To Voters.
PROTESTS
• NYTimes Analysis: Meaning Of "Militia" Has Broadened.
OPERATION LEGEND
• Barr Touts Operation LeGend In Memphis.
• Barr To Discuss Operation LeGend In Indianapolis Today.
• US...
EFTA00070950.pdf
...In a 2014 letter to the SEC, I detailed the first 2 months of NITE OTCM share volumes. When the 1Q2014
10O was filed, these volumes were confirmed: An ASTRONOMICAL increase sequentially as well as year over
year. These share volumes/my letter/TCR SHOULD have triggered an immediate SEC...
EFTA00071584.pdf
...2
EFTA00071589
Case 1:20-cv-00833-PAE Document 41 Filed 01/15/21 Page 7 of 25
in connection with these productions were set out in the government's opening papers, with the
exception of certain redactions plaintiff agreed not to challenge'
In October 2020, the parties reached an...
EFTA00088605.pdf
...2
EFTA00088610
Case 1:20-cv-00833-PAE Document 41 Filed 01/15/21 Page 7 of 25
in connection with these productions were set out in the government's opening papers, with the
exception of certain redactions plaintiff agreed not to challenge'
In October 2020, the parties reached an...
EFTA00149845.pdf
...The CBS Evening NewsVi (8/10, Story 2, 2:10, Brennan, 4.37M) reported on "a rare security
breach at the White House," as "moments after beginning his daily coronavirus briefing with
reporters on live television, President Trump was escorted out of the room by an agent who
whispered in...
EFTA00067932.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00148778.pdf
From: "Bulletin Intelligence"
To: "FBI@BulletinIntelligence.com"
Subject: [EXTERNAL EMAIL] - FBI Public Affairs News Briefing Friday, October 09,
2020
Date: Fri, 09 Oct 2020 10:28:37 +0000
c
Importan
e: Normal
Mobile version and searchable archives available at fbi.bulletinintelligence.com.
;FBI News...
EFTA00097481.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00082825.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00059973.pdf
...18
: "In 2014, he was
19 transferred to the Metropolitan Detention
20 Center, MDC, in Brooklyn, to Captain at MCC,
21 his current position, where he over -". Or
22 sorry.
23
: Yeah. There's a lot missing
24 in between there.
25
: Yeah, yeah.
EFTA00059988
17
1
: Yeah. Right.
2...
EFTA00067752.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00067130.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00285631.pdf
...August 7, 2018
2:30 p.m.
HON. JOHN G. KOELTL
District Judge
APPEARANCES
BOIES SCHILLER & FLEXNER LLP
Attorneys for Plaintiff
BY: SIGRID MCCAWLEY
S.J. QUINNEY COLLEGE OF LAW
AT THE UNIVERSITY OF UTAH
Attorneys for Plaintiff
BY: PAUL CASSELL
STEPTOE & JOHNSON LLP
Attorneys for Defendants Jeffery Epstein,
and...
EFTA00135796.pdf
...target date of 2024." In 2014, NATO members "pledged to halt the cuts and move
toward spending 2% of their gross domestic product on defense by 2024." The AP says France and
Norway are" forecast to join eight other countries spending at least 2% of their GDP on defense
this...
EFTA00039689.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp.. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00623392.pdf
...2009
2011
(in millions)
2010
2009
Distressed and Event-Driven Hedge Funds
Mezzanine Funds
Senior Credit Funds
Non-Perfuming Loan Fund
Other"'
Total
$
1.867
$
2.759
$
2.428
$
1.783
$
2.423
$
2,021
3.904
15.405
11,210
4.503
4.306
9.272
11.931
1...
EFTA00070722.pdf
...2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF
HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL
Aegis Capital...
EFTA00085930.pdf
...APPLICATION FOR REGISTRATION
ACCEPTED
8485
06/13/2019
2
2. EVIDENCE OF OWNERSHIP
JD020475
8484
06/13/2019
2
3. REG RENEWAL APP (ONLINE)
ACCEPTED
9377
03/28/2017
4
4. RQST DUP/EXTENSION/TEMPORARY
ACCEPTED
9736
08/04/2014
2
5. TEMPORARY CERTIFICATE
ACCEPTED
9084
08/04/2014
2...
EFTA00111830.pdf
...So, they have -
21 yes - so, I guess you were transferred to the
22 MDC in Brooklyn, 2014, and in 2015 was when you
23 were promoted to Deputy Captain?
24
MR.
: That is correct.
25
MR.
Okay. It says, "
1 directly supervises approximately 13
2 Lieutenants." Does that compromise...
EFTA00126362.pdf
...Oh, he came back - so then,
25
so
went out in August - September,
EFTA00126577
LIMITED OFFICIAL USE
217
1
October, November, December - I think he came
2
back either December or January.
3
MR.
: Of 2019?
4
MR.
: Of 2020.
5
MR.
: Or 2020.
6
MR.
: Of 2020.
7
MR...
EFTA00129645.pdf
...11/8/2009
EFTA00129677
Page 2 of 2
Sincerely,
Bradley J. Edwards
Partner
Rothstein Rosenfehat Adler Attorne s at Law
'0, FL 33301
- facsimile
11/8/2009
EFTA00129678
Page 1 of 1
Bradley J. Edwards
From:
Bradley J. Edwards
Sent:
Monday, October 19, 200911:52 AM
To:
'Alfredo Rodriguez'
Subject...
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