654 results for "January 29 2013"

Page 14 of 27
EFTA00313530.pdf
OCR Confidence: 85%  •  610.9 KB
Merrill Lynch Bank of America Corporation loft2 MR DANIEL M GROFF Y K GROFF T Page 2012 TAX REPORTING STATEMENT ORIGINAL 1099 01/26/2013 Table of Contents Page Summary Pages 3 Sale Proceeds and Gain/Loss Details 7 Dividend Income Activity 9 Interest Income Activity 10 Checking and Visa...
EFTA00607612.pdf
OCR Confidence: 85%  •  880.1 KB
...HAZE Tut security pastions Dale Quantity Security Purchase (sales) 1/31/14 12/31/13 January Purchases Value Value Unrealized 06/10/11 DB 3,000,000 Bank of America 8.125% PM 12/29/2049 3,337,800.00 3,356,250.00 (18450.00) 05/10/11 DB...
EFTA00069074.pdf
OCR Confidence: 85%  •  2986.6 KB
...Wednesda Aril 29 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016 Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00263778.pdf
OCR Confidence: 85%  •  4854.2 KB
...1-2; CPO, 29 April 1992, pp. 1836-8. [4] CPD, 19 Sept. 1990, pp. 2611-3,16 Oct. 1990, pp. 3142-5,10 Dec. 1991, pp. 4468-72,5 March 1992, pp. 841-2; CT, 30 Jan. 1992, p. 4. [5] CPD, 29 April 1992, pp. 1826-34; CT...
EFTA00263462.pdf
OCR Confidence: 85%  •  5463.7 KB
...was reported on January 20, 2020.[4661 The outbreak was officially declared a public health emergency by Health and Human Services (HHS) Secretary Alex Azar on January 31, 20203461 Trump's public statements on COVED-19 were at odds with his private statements. In February 2020 Trump publicly asserted that...
EFTA00083403.pdf
OCR Confidence: 85%  •  3542.6 KB
...Wednesda Aril 29 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00636801.pdf
OCR Confidence: 85%  •  1549.3 KB
...08/04/2013 Sun, 04 Aug 2013 10:56:05 +0000 Profiling_Obama_Bill_Keller_NYT_July_28._2013.pdf; The GOP_Divide on Immigration_Michael_Gerson_TWP_July_29,_2013.pdf; Obina's_plan_tojinkicorporate_tax_refonnjobs_spending_is_quickly_rejected_by_GOP Zach_Goldfarb_TWP July_30,2013...
EFTA00236813.pdf
OCR Confidence: 85%  •  5578.6 KB
...Cayman Islands exempted company with limited liability formed May 2011 Millennium Strategic Capital LP (Class B Interests) formed July 2011 Millennium USA LP (Class NN-Ill Interests) formed January 1998 Millennium USA LP (Class Interests) formed January 1998 Millennium International Ltd. (Class FF-Ill Shares) formed January 1998 Millennium feeder...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00268412.pdf
OCR Confidence: 85%  •  4175.4 KB
...Gail Fetherstonhaugh Documented evidence of nephew of Michael Fetherstonhaugh, Paul Gardner involved in 2014-2015 Conspired Sexual Targeting of the victim following the victims awareness in 2013 Contesting the Intellectual property Theft of the medical Business Plan and M.S.I.0 in 2013 and obtaining the Official letter of...
EFTA00070529.pdf
OCR Confidence: 85%  •  3189.9 KB
...Wednesday, April 29, 2020 8:03 AM cfl Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC...
EFTA00067702.pdf
OCR Confidence: 85%  •  4097.1 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: EFTA00067738 Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC...
EFTA00422148.pdf
OCR Confidence: 85%  •  338.0 KB
...LEAP ($9.29 +9.4%) & PCS ($8.68 +5.3%)—Both names saw a significant amount of call buying. While each averages about 1,500 contracts per day, 16,000 PCS Jan 9 calls were purchased from $0.25 to $0.40 and 17,800 LEAP Jan 9 calls were...
EFTA00083446.pdf
OCR Confidence: 85%  •  3701.1 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00584243.pdf
OCR Confidence: 85%  •  637.6 KB
...06.061525:00 EFTA00584247 29. Beginning in May 2008, EdR's management also formally advised RMs and other Bank employees against traveling to the United States for business reasons and required employees to report to the Executive Committee any planned U.S. travel. In January 2009, EdR formally prohibited relationship...
EFTA00083492.pdf
OCR Confidence: 85%  •  3968.7 KB
...Wednesda A.ril 29 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC...
EFTA00086220.pdf
OCR Confidence: 85%  •  2300.6 KB
...Epstein 2013 Trust and any related amendments; (v) a November 18, 2014 Will of Jeffrey Epstein and any related codicils, and The Jeffrey E. Epstein 2014 Trust and any related amendments and revocations; (vi) a June 29, 2017 Will of Jeffrey Epstein and any related codicils, and The Jeffrey E...
EFTA00070613.pdf
OCR Confidence: 85%  •  4143.5 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00071433.pdf
OCR Confidence: 85%  •  3885.6 KB
...ril 29 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This is...
EFTA00076843.pdf
OCR Confidence: 85%  •  3333.8 KB
...Wednesda Aril 29 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016 Knight Capital TCR & Appendix The SMOKING GUN in my allegations: EFTA00076868 Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC...
EFTA00064662.pdf
OCR Confidence: 85%  •  3077.5 KB
...Wednesda , A ril 29, 2020 8:03 AM u jec : w: orma appea or preliminarydenial covere ac ion Knight Capi a ppendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00095591.pdf
OCR Confidence: 85%  •  4525.4 KB
...Wednesday, April 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...
EFTA00078132.pdf
OCR Confidence: 85%  •  3262.3 KB
...ril 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This is...
EFTA00078082.pdf
OCR Confidence: 85%  •  3261.7 KB
...Wednesda A Grit 29 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC...
EFTA00083600.pdf
OCR Confidence: 85%  •  3446.8 KB
...Wednesday, Aern 29, 2020 8:03 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The SMOKING GUN in my allegations: Naked shorting in CGFIA (My TCR/FINRA complaint) by "un named third party BD" in 2013. Well known to the SEC. This...

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