774 results for "September 23 2019"
Page 20 of 31
EFTA00071284.pdf
...EFTA00071321
OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org
Report from FINRA Board of Governors Meeting - September 2019 I
FINRA.org
WASHINGTON - FINRAs Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00087400.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org
Report from FINRA Board of Governors Meeting - September 2019
FINRA.org
EFTA00087434
WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00110695.pdf
...So August - you
20
said September you got your 11 so I'm assuming
21
in August of 2019 you were
22
MR.
: I was a 9 then.
23
MR.
: -- a 9 lieutenant.
24
MR.
:
Yeah. In August yeah.
25
MR.
: And this is just for my
EFTA00110707
LIMITED OFFICIAL...
EFTA00069011.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00110989.pdf
...So August - you
20
said September you got your 11 so I'm assuming
21
in August of 2019 you were
22
MR.
: I was a 9 then.
23
MR.
: -- a 9 lieutenant.
24
MR.
:
Yeah. In August yeah.
25
MR.
: And this is just for my
EFTA00111001
LIMITED OFFICIAL...
EFTA00067870.pdf
...Saturday, September 12, 2020 8:23 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00067901
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM...
EFTA00069421.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 i FINRA.org
EFTA00069460
Report from FINRA Board of Governors Meeting — September 2019 I
FINRA.org
WASHINGTON - FINRAs Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00126647.pdf
...So, have you had any
23 conversations with him since?
24
: Oh, he came back - so then,
25 so
went out in August - September,
EFTA00126862
217
1 October, November, December - I think he came
2 back either December or January.
3
: Of 2019?
4
: Of 2020.
5
: Or 2020.
6...
EFTA00071487.pdf
...relationship and ongoing frauds on the public will be exposed and ENDED.
Regards,
Christopher J Dilorio
Whistleblower
From: Chris Dilorio
Sent: Saturday. September 12. 2020 8:23 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption...
EFTA00160570.pdf
...FBI News Briefing cza
To: "FBINewsBriefing" cza
Subject: [EXTERNAL EMAIL) - FBI Daily News Briefing - September 14, 2023
Date: Thu, 14 Sep 2023 10:10:03 +0000
Importance: Normal
View in Browser
Federal Bureau of Investigation
Seal
September 14, 2023
Federal Bureau of Investigation
Daily News Briefing
(In coordination with the...
EFTA00264665.pdf
...UNI VC.--f23 (T/
CAS - 02u19 Go i.)5p (RED
-,e1-iSeptember 2019
Friends, I trust you will indulge me if I start by sneaking in a
quick family acknowledgement of my...
EFTA00096496.pdf
...Friday, April 23, 2021 10:30 AM
To: Christian Everdell
(USANYS)
Cc: Jeff Pagliuca
; Laura Menninger <
; Bobbi Sternheim
Subject: RE: Discovery Issues
Chris,
Following up on these issues:
• For #3, the attachments were not recovered from the searched devices. We do not have them, which is why they
were not...
EFTA00083492.pdf
...Saturday, September 12, 2020 8:23 AM
<
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00070613.pdf
...Saturday, September 12, 2020 8:23 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00172826.pdf
...Page.6 of 14
2020-01-23 00:02:57 (GMT)
12129373904 From: Julia Greenberg
Julia Greenberg
160 Broadway
Floor
New York, New York 10038
EFTA00172831
To' Page 7 of 14
2020.01-23 00:02:57 (GMT)
12129373904 Iron Julia Greenberg
sR
...0say-TX4)
FEDERAL BUREAU OF INVESTIGATION
•
Date...
EFTA00091093.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org
Report from FINRA Board of Governors Meeting - September 2019
FINRA.org
EFTA00091117
WASHINGTON - FINRik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00069716.pdf
...OCIE FINRA and Securities Industry Oversight (FSIO) group
Report from FINRA Board of Governors Meeting — September 2019 I FINRA.org
Report from FINRA Board of Governors Meeting - September 2019
FINRA.org
EFTA00069758
WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00098380.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00065675.pdf
...Crim., 23
February 2010, No. 09-88021 ; Conse0 d'Etat - 2eme et Thme SSR, 15 April 2016, No.390860 ; Conseil d'Etat
— 26' et 7°1Oe SSR, 19 October 2018, No. 421762 ; Cass. Crim., 4 June 2019, No. 18-84398 ; Cass. Crim., 26
November 2019, No. 19-80274 ; Conseil d...
EFTA00154443.pdf
...Crim., 23
February 2010, No. 09-88021 ; Conse0 d'Etat - 2eme et Thme SSR, 15 April 2016, No.390860 ; Conseil d'Etat
— 26' et 7°1Oe SSR, 19 October 2018, No. 421762 ; Cass. Crim., 4 June 2019, No. 18-84398 ; Cass. Crim., 26
November 2019, No. 19-80274 ; Conseil d...
EFTA00071827.pdf
...Saturday, September 12, 2020 8:23 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00094182.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
EFTA00094207
www.sec.gov
https://www.sec.gov/news/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent...
EFTA00263968.pdf
...After
lower courts partially blocked the new restrictions, the Supreme Court allowed the September
version to go into full effect on December 4, 2017,1319-1 and ultimately upheld the travel ban in a
June 2019 ruling.$2O1
Family separation at border
Children sitting within a wire mesh compartment in...
EFTA00104460.pdf
...Saturday, September 12, 2020 8:23 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Judges Cave and Jones,
The SEC corruption goes well beyond just Handler/Jefferies/NITE.
My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00039665.pdf
...Until September
2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2.
Tecco is the sole officer, director, and ...
www.sec.gov
https://www.sec.govinews/press-release/2019-16
SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
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