774 results for "September 23 2019"

Page 22 of 31
EFTA00151417.pdf
OCR Confidence: 85%  •  1755.8 KB
...June 23, 2020) 17 United States v. Alindato-Perez, 627 F. Supp. 2d 58 (D.P.R. 2009) 18 United States v. Bodmer, No. 03-cr-947(SAS), 2004 WL 169790 (S.D.N.Y. Jan. 28. 2004) 16 United States v. Boustani, 932 F.3d 79 (2d Cir. 2019...
EFTA00111830.pdf
OCR Confidence: 85%  •  7148.6 KB
...So, have you had any 23 conversations with him since? 24 MR. : Oh, he came back - so then, 25 so IIII went out in August - September, EFTA00111883 217 1 October, November, December - I think he came 2 back either December or January. 3 MR. Of 2019? 4 MR. Of 2020...
EFTA00089755.pdf
OCR Confidence: 85%  •  410.1 KB
...Friday, April 23, 2021 10:30 AM To: Christian Everdell (USANYS) Cc: Jeff Pagliuca Subject: RE: Discovery Issues Chris, Following up on these issues: ; Laura Menninger < ; Bobbi Sternheim EFTA00089756 • For #3, the attachments were not recovered from the searched devices. We do not have them, which is why they were...
EFTA00070691.pdf
OCR Confidence: 85%  •  2909.7 KB
...Until September 2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2. Tecco is the sole officer, director, and ... www.sec.gov https://www.sec.govinews/press-release/2019-16 SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in Microcap...
EFTA00126362.pdf
OCR Confidence: 85%  •  10297.0 KB
...So, have you had any 23 conversations with him since? 24 MR. : Oh, he came back - so then, 25 so went out in August - September, EFTA00126577 LIMITED OFFICIAL USE 217 1 October, November, December - I think he came 2 back either December or January. 3 MR. : Of 2019? 4 MR...
EFTA00074316.pdf
OCR Confidence: 85%  •  323.1 KB
...Friday, December 20, 2019 10:55 AM To: < >; I< Cc: Lankier, Andrew Subject: David Rodgers Subpoena We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand that these records will be kept confidential, pursuant to Fed. R. Crim...
EFTA00086291.pdf
OCR Confidence: 85%  •  4423.1 KB
...Saturday, September 12, 2020 8:23 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Jones, The SEC corruption goes well beyond just Handler/Jefferies/NITE. My research: I developed a template. I would search NITE top traded OTCM shells...
EFTA00091454.pdf
OCR Confidence: 85%  •  8758.0 KB
...16 2017.08.02 EFTA00091469 Searches of the New York Residence 23. On or about July 6, 2019, the Honorable Barbara Moses, United States Magistrate Judge, signed a search warrant authorizing a search of the New York Residence (the "First Search Warrant"). The First Search Warrant is attached as Exhibit...
EFTA00153059.pdf
OCR Confidence: 85%  •  8757.4 KB
...16 2017.08.02 EFTA00153074 Searches of the New York Residence 23. On or about July 6, 2019, the Honorable Barbara Moses, United States Magistrate Judge, signed a search warrant authorizing a search of the New York Residence (the "First Search Warrant"). The First Search Warrant is attached as Exhibit...
EFTA00076712.pdf
OCR Confidence: 85%  •  8771.4 KB
...16 2017.08.02 EFTA00076727 Searches of the New York Residence 23. On or about July 6, 2019, the Honorable Barbara Moses, United States Magistrate Judge, signed a search warrant authorizing a search of the New York Residence (the "First Search Warrant"). The First Search Warrant is attached as Exhibit...
EFTA00074329.pdf
OCR Confidence: 85%  •  328.0 KB
...Friday, December 20, 2019 10:55 AM To: )' Cc: Lankler, Andrew Subject: David Rodgers Subpoena Alison, Maurene, and Alex- We attach flight logs for David Rodgers, dated between January 23, 2006 and September 19, 2013. We understand that these records will be kept confidential, pursuant to...
EFTA00082947.pdf
OCR Confidence: 85%  •  8381.5 KB
...OCIE FINRA and Securities Industry Oversight (FSIO) group Report from FINRA Board of Governors Meeting — September 2019 i FINRA.org Report from FINRA Board of Governors Meeting - September 2019 I FINRA.org WASHINGTON - FINRik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New...
EFTA00071708.pdf
OCR Confidence: 85%  •  3182.9 KB
...Until September 2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2. Tecco is the sole officer, director, and ... www.sec.gov https://www.sec.govinews/press-release/2019-16 EFTA00071742 SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in...
EFTA00094212.pdf
OCR Confidence: 85%  •  3884.6 KB
...Until September 2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2. Tecco is the sole officer, director, and ... www.sec.gov https://www.sec.govinews/press-release/2019-16 EFTA00094258 SEC.gov I SEC Charges Broker-Dealer and Transfer Agent in...
EFTA00262389.pdf
OCR Confidence: 85%  •  5739.7 KB
...c.c,k)seiftwic f Ql3. /96P) IN ST 1 -PROCTSD Home > Media > News Kw Hon Julia Glad AG University of Adelaide lecture 2019 BOLoKSI-ADELMIDE. t.)N t Vass (7`i .0")% &a`, Cct\).5P (RED "Thitzc•g...-rir•IC3 , NSW'S , e He 3 September 2019 ilectur, Friends...
EFTA00145666.pdf
OCR Confidence: 85%  •  2551.8 KB
...15 EFTA00145680 Case 1:22-cv-10904-JSR Document 119 Filed 04/12/23 Page 16 of 42 64. At the time of Epstein's death in 2019, Staley was the Chief Executive Officer of Barclays; however, Staley stepped down from that position in November 2021 after British financial regulators...
EFTA00261828.pdf
OCR Confidence: 85%  •  24219.7 KB
...19 [ao][21.1(22) Epstein also maintained long-term relationships with various high-profile individuals, including Donald Trump, Leslie Wexner, Bill Clinton,, Alan Dershowitz, and Prince Andrew, Duke of York.[23] Contents Jeffrey Epstein Epstein's final mugshot, 2019 Born Died Cause of death Resting place Occupation Title Criminal...
EFTA00064843.pdf
OCR Confidence: 85%  •  4874.6 KB
...Wednesday, September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Nathan, If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today with its "clarification" and...
EFTA00089774.pdf
OCR Confidence: 85%  •  437.8 KB
...Friday, April 23, 2021 10:30 AM To: Christian Everdell (USANYS) Cc: Jeff Pagliuca (Office) ; Laura Menninger < ; Bobbi Sternheim ) < Subject: RE: Discovery Issues Chris, Following up on these issues: • For #3, the attachments were not recovered from the searched devices. We do not have them, which is why they were...
EFTA00069109.pdf
OCR Confidence: 85%  •  3142.3 KB
...Until September 2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2. Tecco is the sole officer, director, and ... EFTA00069142 www.sec.gov https://www.sec.gov/news/press-release/2019-16 SEC.gov I SEC Charges Broker-Dealer and Transfer Agent...
EFTA00072287.pdf
OCR Confidence: 85%  •  5050.9 KB
...Wednesday, September 23, 2020 7:18 PM > Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Nathan, If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today with its "clarification" and...
EFTA00089781.pdf
OCR Confidence: 85%  •  453.3 KB
...Friday, April 23, 2021 10:30 AM To: Christian Everdell (USANYS) Cc: Jeff Pagliuca (Office) Subject: RE: Discovery Issues Chris, Following up on these issues: Laura Menninger Bobbi Sternheim For #3, the attachments were not recovered from the searched devices. We do not have them, which is why they were...
EFTA00071747.pdf
OCR Confidence: 85%  •  3254.6 KB
...Until September 2002, the company was known as WesPac Technologies, at which time it changed its name to Strata. 2. Tecco is the sole officer, director, and ... EFTA00071782 www.sec.gov https://www.sec.gov/news/press-release/2019-16 SEC.gov I SEC Charges Broker-Dealer and Transfer Agent...
EFTA00065268.pdf
OCR Confidence: 85%  •  4731.6 KB
...Wednesday September 23, 2020 7:18 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Nathan, If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today with its "clarification" and...
EFTA00098841.pdf
OCR Confidence: 85%  •  8617.1 KB
...OCIE FINRA and Securities Industry Oversight (FSIO) group Report from FINRA Board of Governors Meeting — September 2019 i FINRA.org Report from FINRA Board of Governors Meeting - September 2019 FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York...

Search Tips

Ask the Files