1,232 results for "October 14 2015"
Page 40 of 50
EFTA00065103.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (finra.org)
EFTA00065147
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00619503.pdf
...30,2015
Special
Instructions
FORM 114 HAS BEEN PREPARED FOR ELECTRONIC FILING. PLEASE
SIGN, DATE, AND RETURN FORM 114A TO OUR OFFICE. WE WILL THEN
TRANSMIT YOUR REPORT TO THE FINCEN.
400097
07.31.14
EFTA00619503
Form 114a
Department of the Treasury
Financial Crimes Enforcement
Network (FinCEN)
October 2013
Record...
EFTA00093864.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00067130.pdf
...Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
Date: Tue, 22 Jun 2021 11:31:14 +0000
Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf;
KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13...
EFTA00070043.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00071284.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
EFTA00071338
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department &Enforcement,
Disciplinary Proceeding...
EFTA02731226.pdf
...transported, provided, or obtained by any means a person," that language—which focuses on the
supply rather than demand side of sex trafficking—reflects the statute as it existed between
enactment in October 2000 through certain revisions established in May 2015.22
In
ar, and in addition to Epstein's...
EFTA00067932.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00070722.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (fmra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00071966.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00072028
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00102521.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00102542
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00093702.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00082947.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00070362.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00059973.pdf
...And then, from
17 '14, I left
to go to MDC Brooklyn. And
18 then, in '18, that's when I assumed duties at
19 MCC.
20
: Okay. So, they have -
21 yes - so, I guess you were transferred to the
22 MDC in Brooklyn, 2014, and in 2015 was...
EFTA00067752.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00668850.pdf
...rger TWP_October 17„2012.pcif;
If Roe v„Wade_G;es_NYT_Editorial_October_15,2015.pdf;
British:firm_secured Benghazi_consulate_contract_with_little_experience_Damien_McElr
oy_The_Telegraph O—ctober 14,2012.pdf;
30 of_your_Britiasms usa by_Americans BBC_News Magazine_October 15,2012...
EFTA00111830.pdf
...17 '14, I left Pollock to go to MDC Brooklyn. And
18 then, in '18, that's when I assumed duties at
19 MCC.
20
MR.
: Okay. So, they have -
21 yes - so, I guess you were transferred to the
22 MDC in Brooklyn, 2014, and in 2015 was when...
EFTA00126362.pdf
...And then, from
17
'14, I left
to go to MDC Brooklyn. And
18
then, in '18, that's when I assumed duties at
19
MCC.
20
MR.
: Okay. So, they have -
21
yes - so, I guess you were transferred to the
22
MDC in Brooklyn, 2014, and in 2015...
EFTA00410573.pdf
...Tue, 26 Jun 2012 12:59:58 +0000
Good Morning
European Markets mixed (EuroStoxx 600 +20bps)
Nikkei -0.81%, HSI +0.45%,
SHCOMP -0.09%, KOSPI -0.41%, ASX -0.36%
EUR 1.2502 (-0.01%)
JPY 79.36 (+0.38%)
Silver -0.60%
Copper +0.14%
AUD 1.0052...
EFTA00601702.pdf
...January 14, 2015. January 23, 2015, February 12, 2015, February 17, 2015.
February 27. 2015. March 6. 2015. March II. 2015. March 20, 2015, March 24. 2015. April I. 2015. April 3, 2015, April 14, 2015, April
21. 2015, May 6, 2015, May 14, 2015, May 20. 2015. May 22...
EFTA00295552.pdf
...4/10/2019
•
•
•
Clifford Sosin
CAS Investment Partners, LLC
8 Wright Street
Westport, CT 06880
Performance Summary
Sosin Partners, LP*
Spy"
2012."
14.0%
-1.5%
2013
66.6%
32.3%
2014
6.3%
13.5%
2015
14.5%
1.3%
2016
22.0%
12.0%
2017
31.2%
21...
EFTA00114475.pdf
...was
8
promoted to Lieutenant in October 2015."
9
: Yes.
10
MR.
: "He spent one year at the
11
Federal Correctional Institution, Fort Dix,
12
when he first joined the BOP and had spent the
13
remainder of his tenure at the Metropolitan
14
Correctional Center."
15
: Yes.
16
MR...
EFTA00114414.pdf
...stated he joined
6 operations, activities, solitary housing,
7 the BOP as a Correctional Officer and was
7 special investigations, and administration, as
8 promoted to Lieutenant in October 2015."
8 well as possible collateral duties, such as
9
MR.
: Yes.
9 emergency irotection."
10
MR.
: "He spent one year...
EFTA00591605.pdf
...STATEMENT OF UNDISPUTED MATERIAL FACTS
Pursuant to Local Rule 56.1, the victims submit this statement of undisputed material
facts in support of their motion for partial summary judgment:14
14 In an effort to streamline their case and bring it to a more rapid resolution, in this summary judgment...
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