1,829 results for "December 3 2014"
Page 65 of 74
EFTA00603557.pdf
Deutsche Asset
& Wealth Management
Blanche Lark Christerson
Managing Director, Senior Wealth Planning Strategist
Tax Topics
Table of Contents
2013
2013
12/20/13
Budgets, tax reform and "extenders-; end of the year round-up
2013-12
11/15/13
The government shutdown, and selected inflation-adjusted numbers for 2014 and...
EFTA00111830.pdf
...Oh, he came back - so then,
25 so IIII went out in August - September,
EFTA00111883
217
1 October, November, December - I think he came
2 back either December or January.
3
MR.
Of 2019?
4
MR.
Of 2020.
5
MR.
Or 2020.
6
MR.
Of 2020.
7
MR.
Okay.
8...
EFTA00083226.pdf
...bay
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Many times when using acronyms, they hide it by placing it on two...
EFTA00072364.pdf
...2014.
EFTA00072384
Doesn't the NITE/VIRT compliance Department have internet service in Jersey City? As a DIRECT result of the
SEC obstructing a complete and thorough investigation into the ENTIRETY of trading activity in APCX and CGFIA,
the top NITE/VIRT traded OTCM money laundering shell in December 2019...
EFTA00597104.pdf
...EXPERTS
The consolidated financial statements of The Bank of New York Mellon Corporation and its subsidiaries as
of December 31. 2014 and 2013. and for each of the years in the three-year period ended December 31, 2014, and
management's assessment of the effectiveness of internal control over financial...
EFTA00126362.pdf
...Oh, he came back - so then,
25
so
went out in August - September,
EFTA00126577
LIMITED OFFICIAL USE
217
1
October, November, December - I think he came
2
back either December or January.
3
MR.
: Of 2019?
4
MR.
: Of 2020.
5
MR.
: Or 2020.
6
MR.
: Of 2020.
7
MR...
EFTA00064715.pdf
...almost 10 years
for beating handcuffed inmate," Lea Skene, July 06, 2020, 3:00 PM
A former Angola guard has been sentenced to almost 10 years in prison for brutally beating a
handcuffed and shackled inmate in 2014 — leaving him with extensive injuries including a dislocated
shoulder and collapsed lung...
EFTA00271650.pdf
...UBS BANK USA CARD SERVICES
PO BOX 84040
COLUMBUS GA 31908.4040
GHISLAINE MAXWELL
UBS
Card Number Ending in
Minimum Payment Due
Statement Balance
Payment Due Date
$35.00
5289.37
December 23, 2014
You are enrolled in Automated
Pay Credit Card.
Send paym enis io:
UBS BANK USA - CARD...
EFTA00064662.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00160924.pdf
FBI PUBLIC AFFAIRS - DIRECTOR'S AM NEWS BRIEFING
MONDAY, DECEMBER 31, 2018 5:00 AM EST
Holiday Message. In observance of the U.S. federal New Year's Day holiday, we will not publish on Tuesday, January 1,
2019. Service will resume on Wednesday, January 2, 2019. We wish our...
EFTA00091035.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00079641.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00067669.pdf
...According to the unredacted documents, Patel would allegedly assign a "+3" to the most collusive competitors
and "-3" to the least willing. The complaint also included detailed rankings and numerous charts documenting
Patel's communication with competitors.
"No Emails please."
The pharmaceutical executives appeared to be aware that they were...
EFTA00064615.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00082705.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00067645.pdf
...According to the unredacted documents, Patel would allegedly assign a "+3" to the most collusive competitors
and "-3" to the least willing. The complaint also included detailed rankings and numerous charts documenting
Patel's communication with competitors.
"No Emails please."
The pharmaceutical executives appeared to be aware that they were...
EFTA00096577.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00069109.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00065268.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00072751.pdf
...2014.
EFTA00072772
Doesn't the NITE/VIRT compliance Department have internet service in Jersey City? As a DIRECT result of the
SEC obstructing a complete and thorough investigation into the ENTIRETY of trading activity in APCX and CGFIA,
the top NITE/VIRT traded OTCM money laundering shell in December 2019...
EFTA00069181.pdf
...Thursday, December 3, 2020 12:43 PM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
Grossly corrupt SEC et al,
I'm not engaging in hyperbole when I REITERATE: The Criminal, corrupt SEC is actively facilitating MULTIPLE
frauds on the public. But, it...
EFTA00094440.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATNE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00071708.pdf
...gov/enforce/34-84828-s
SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money
Laundering Violations
ADMINISTRATIVE PROCEEDING File No. 3-18931. December 17, 2018 - The Securities and Exchange
Commission today announced settled charges against broker-dealer UBS Financial Services Inc. for failing
to report suspicious transactions...
EFTA00141295.pdf
...Correctional Officers
V Other (as of 2021)
7,000
6,000
5,000
4,000
3,000
2,000
1,000
0
CC
CC
CC
Z
Z
LLII
Region
CC
CC
X
• Other Staff
• Correctional Officers
Figure 5 Total number of staff of SOP os of December 2021
Figure 5...
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