947 results for "October 21 2015"
Page 28 of 38
EFTA00078132.pdf
...Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
From: Chris Dilorio ‹
>
Sent: Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00078133
The corrupt, criminal relationship with Handler/Jefferies as I have...
EFTA00059973.pdf
...So, they have -
21 yes - so, I guess you were transferred to the
22 MDC in Brooklyn, 2014, and in 2015 was when you
23 were promoted to Deputy Captain?
24
: That is correct.
25
: Okay. It says,
EFTA00059989
18
1 directly supervises approximately-
2 Lieutenants." Does that compromise of...
EFTA00270362.pdf
...121) The site was followed with three more versions, with the final version being
launched on July 21, 2000.I13-4 The White House website was part of a wider movement of the
Clinton administration toward web-based communication. According to Robert Longley, "Clinton
and Gore were responsible for pressing...
EFTA00070998.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00069716.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00069775
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00695057.pdf
...Chaos theory
How are social media changing democracy?
EFTA00695071
This is so sudden
Cumulative percentage of messages on social media
ttMi bee rovm
2014
2015
iferguson
,..,..
_
100
75
50
25
0
2074
2015
8 tack livesMa net
2014
2015
100
75
50
25
0
1114andsUpDontShoot
2014
2015
Son tom cal...
EFTA00071140.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00087400.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz, Kevin McKenna (fmra.org)
EFTA00087451
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00623075.pdf
...As the briefing on the issue continued, in an October 26, 2015 response filing,
Dershowitz argued that
public statements waived the privilege," along with
actions by her attorneys Cassell and Edwards. Ex. 8 at 54 12
After all these arguments were fully briefed, the Florida court (Lynch, J.) rejected
Dershowitz...
EFTA00613474.pdf
...AIRPLANEFUTURES 6 OTHER ASSETS
EFTA00613476
Reconciliation of large Items
Value 10/31/13
Partnerships
330,272,296
1,048,059
see below
JPM Trading account- SFLLC (FTC)
(68,913)
L Cameron Managed Account
188,279
Securities
Southern Financial LLC
(21,449)
Southern Trust Company
(316,980)
HAZE Trust
166,201...
EFTA00076843.pdf
...Wednesday, October 14, 2020 9:32 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
EFTA00076845
From: Chris Dilorio
Sent: Wednesday. October 14. 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capiital TCR & Appendix
The...
EFTA00271244.pdf
...If we do not receive your
payment by the date listed
$961.37
$35.00
10/23/2015
above, you
08/27/15 - 09/26/15
October 23, 2015
535.00
may have to pay a late fee up to $35.00 and your APRs may be increased to the...
EFTA00070202.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00070268
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00093864.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00070043.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00071966.pdf
...MID ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
EFTA00072028
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding...
EFTA00083150.pdf
...Wednesday, October 14, 2020 9:00 AM
Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix
The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal
relationship the SEC/SDNY have with members of their respective "do...
EFTA00111830.pdf
...So, they have -
21 yes - so, I guess you were transferred to the
22 MDC in Brooklyn, 2014, and in 2015 was when you
23 were promoted to Deputy Captain?
24
MR.
: That is correct.
25
MR.
Okay. It says, "
1 directly supervises approximately 13
2 Lieutenants." Does that compromise...
EFTA00093702.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00126362.pdf
...So, they have -
21
yes - so, I guess you were transferred to the
22
MDC in Brooklyn, 2014, and in 2015 was when you
23
were promoted to Deputy Captain?
24
MR.
: That is correct.
25
MR.
: Okay. It says, "
EFTA00126378
LIMITED OFFICIAL USE
18
1
directly supervises approximately 13...
EFTA00070362.pdf
...MJD ORDER ACCEPTING OFFER OF SETTLEMENT
August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21,
2014, by the
www.finra.org
Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org)
Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement,
Disciplinary Proceeding ORDER...
EFTA00114475.pdf
...stated he joined
7
the BOP as a Correctional Officer and was
8
promoted to Lieutenant in October 2015."
9
: Yes.
10
MR.
: "He spent one year at the
11
Federal Correctional Institution, Fort Dix,
12
when he first joined the BOP and had spent the
13
remainder of his...
EFTA00094289.pdf
...Maxwell
was mentioned in news articles only sporadically between October 2015 and June 2019. It
was not until Mr. Epstein's arrest in July 2019 that Ms. Maxwell was thrown into the media
spotlight. For example, Ms. Maxwell was mentioned in only 59 articles in total from
October 2015 to...
EFTA00591461.pdf
...12, 2015) (statement of Sen. Hoeven) ("It
ensures that Federal crime victims are informed of any plea bargain or deferred prosecution
agreement in their case . ...'); 161 Cong. Rec. 51466 (daily ed. Apr. 21, 2015) (statement of
Sen. Hoeven) ("This bill has many important, strong points
It also ensures that Federal...
EFTA00114414.pdf
...stated he joined
6 operations, activities, solitary housing,
7 the BOP as a Correctional Officer and was
7 special investigations, and administration, as
8 promoted to Lieutenant in October 2015."
8 well as possible collateral duties, such as
9
MR.
: Yes.
9 emergency irotection."
10
MR.
: "He spent one year...
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